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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
1051
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$473K 0.01%
20,680
-468
-2% -$10.6K
MPLX icon
1052
MPLX
MPLX
$60.1B
$472K 0.01%
11,993
+9,409
+364% +$355K
NUV icon
1053
Nuveen Municipal Value Fund
NUV
$1.9B
$472K 0.01%
46,372
+17,275
+59% +$172K
STLD icon
1054
Steel Dynamics
STLD
$37.8B
$472K 0.01%
26,403
-2,613
-9% -$46.7K
DRE
1055
DELISTED
Duke Realty Corp.
DRE
$472K 0.01%
22,409
+581
+3% +$11.9K
FLR icon
1056
Fluor
FLR
$7.08B
$471K 0.01%
9,960
+1,485
+18% +$69.9K
SPXL icon
1057
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.21B
$469K 0.01%
22,636
-2,000
-8% -$42.2K
INCY icon
1058
Incyte
INCY
$24.5B
$468K 0.01%
4,319
+1,988
+85% +$222K
ETB
1059
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$467K 0.01%
28,027
+3,654
+15% +$58.9K
EWX icon
1060
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$467K 0.01%
12,385
-509
-4% -$19.8K
ADAM
1061
Adamas Trust
ADAM
$919M
$467K 0.01%
21,902
+759
+4% +$17.2K
AMTD
1062
DELISTED
TD Ameritrade Holding Corp
AMTD
$467K 0.01%
13,421
+293
+2% +$10.2K
NYRT
1063
DELISTED
New York REIT, Inc.
NYRT
$467K 0.01%
4,071
-1,066
-21% -$121K
NWE icon
1064
NorthWestern Energy
NWE
$4.35B
$466K 0.01%
8,587
+1
+0% +$54
RH icon
1065
RH
RH
$3.46B
$466K 0.01%
5,869
+5,466
+1,356% +$507K
SKX
1066
DELISTED
Skechers
SKX
$466K 0.01%
15,409
-7,133
-32% -$239K
UBSI icon
1067
United Bankshares
UBSI
$6.61B
$465K 0.01%
12,569
+1,854
+17% +$73.3K
MHI
1068
DELISTED
Pioneer Municipal High Income Fund
MHI
$464K 0.01%
35,559
+203
+0.6% +$2.65K
BOCH
1069
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$464K 0.01%
69,517
-4,500
-6% -$29.4K
EXPD icon
1070
Expeditors International
EXPD
$23B
$462K 0.01%
10,273
+713
+7% +$34.6K
VRSK icon
1071
Verisk Analytics
VRSK
$23.6B
$462K 0.01%
6,014
+1,960
+48% +$149K
IOC
1072
DELISTED
Interoil Corporation
IOC
$462K 0.01%
14,715
– –
PRA
1073
DELISTED
ProAssurance
PRA
$461K 0.01%
9,535
+1,048
+12% +$53.8K
GER
1074
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$459K 0.01%
9,297
+4,101
+79% +$291K
DFJ icon
1075
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$457K 0.01%
8,089
+725
+10% +$40.7K
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.