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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INY
1051
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$483K 0.01%
+20,480
New +$484K
SCG
1052
DELISTED
Scana
SCG
$481K 0.01%
8,716
-324
-4% -$19K
EDC icon
1053
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$159M
$480K 0.01%
5,061
-5,129
-50% -$482K
UMPQ
1054
DELISTED
Umpqua Holdings Corp
UMPQ
$480K 0.01%
27,914
+1,269
+5% +$20.9K
EMN icon
1055
Eastman Chemical
EMN
$8.55B
$479K 0.01%
6,896
+2,096
+44% +$151K
IUSV icon
1056
iShares Core S&P US Value ETF
IUSV
$27.8B
$479K 0.01%
10,653
-663
-6% -$29.9K
NWE icon
1057
NorthWestern Energy
NWE
$4.35B
$478K 0.01%
8,889
-698
-7% -$38.5K
UBSI icon
1058
United Bankshares
UBSI
$6.61B
$478K 0.01%
12,706
+3,018
+31% +$110K
TNA icon
1059
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
$477K 0.01%
10,624
+2,952
+38% +$121K
JTP
1060
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$474K 0.01%
55,473
+26,421
+91% +$225K
IFGL icon
1061
iShares International Developed Real Estate ETF
IFGL
$82.2M
$472K 0.01%
15,225
+12,344
+428% +$386K
LEG icon
1062
Leggett & Platt
LEG
$1.3B
$472K 0.01%
10,252
-1,982
-16% -$88.4K
KBE icon
1063
State Street SPDR S&P Bank ETF
KBE
$1.73B
$470K 0.01%
14,000
+139
+1% +$4.52K
LM
1064
DELISTED
Legg Mason, Inc.
LM
$470K 0.01%
8,513
+39
+0.5% +$2.19K
MLPX icon
1065
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
$469K 0.01%
8,342
-15
-0.2% -$820
ACAS
1066
DELISTED
American Capital Ltd
ACAS
$467K 0.01%
31,552
-5,306
-14% -$77.7K
ONEQ icon
1067
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$465K 0.01%
24,050
+14,680
+157% +$278K
TYC
1068
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$465K 0.01%
10,332
-634
-6% -$28.2K
RZG icon
1069
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$464K 0.01%
15,675
+10,992
+235% +$307K
SDOG icon
1070
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$464K 0.01%
12,499
-33,676
-73% -$1.27M
PLL
1071
DELISTED
PALL CORP
PLL
$464K 0.01%
4,602
+2,483
+117% +$251K
NQU
1072
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$462K 0.01%
32,915
+9,482
+40% +$134K
MSI icon
1073
Motorola Solutions
MSI
$77.3B
$461K 0.01%
6,920
+692
+11% +$45.8K
DRE
1074
DELISTED
Duke Realty Corp.
DRE
$461K 0.01%
21,199
+4,366
+26% +$93.8K
JDD
1075
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$461K 0.01%
37,816
+31,969
+547% +$388K
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.