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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
1026
DELISTED
Electronic Arts
EA
$947K 0.01%
8,037
+871
+12% +$101K
FEMS icon
1027
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$253M
$946K 0.01%
22,869
+2,440
+12% +$98.8K
EVG
1028
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$945K 0.01%
66,373
+34,045
+105% +$486K
KBA icon
1029
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$149M
$944K 0.01%
28,457
+27,692
+3,620% +$895K
NXPI icon
1030
NXP Semiconductors
NXPI
$59.7B
$943K 0.01%
8,339
-1,061
-11% -$118K
SUSA icon
1031
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$943K 0.01%
18,062
+1,542
+9% +$79.8K
BTZ icon
1032
BlackRock Credit Allocation Income Trust
BTZ
$958M
$940K 0.01%
69,277
-1,705
-2% -$22.9K
JDD
1033
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$940K 0.01%
73,075
+12,636
+21% +$161K
SNAP icon
1034
Snap
SNAP
$9.1B
$939K 0.01%
64,577
+21,262
+49% +$308K
BGH
1035
Barings Global Short Duration High Yield Fund
BGH
$285M
$936K 0.01%
45,403
+17,222
+61% +$348K
JPUS
1036
JPMorgan Diversified Return US Equity ETF
JPUS
$464M
$935K 0.01%
13,894
-17,370
-56% -$1.15M
USCI icon
1037
US Commodity Index
USCI
$375M
$935K 0.01%
23,354
+92
+0.4% +$3.64K
CWCO icon
1038
Consolidated Water Co
CWCO
$486M
$931K 0.01%
72,765
-1,987
-3% -$24.8K
GRES
1039
DELISTED
IQ ARB Global Resources
GRES
$931K 0.01%
34,490
-8,691
-20% -$230K
AEM icon
1040
Agnico Eagle Mines
AEM
$91.5B
$930K 0.01%
20,573
+1,530
+8% +$71.6K
FANG icon
1041
Diamondback Energy
FANG
$55.6B
$929K 0.01%
9,488
-32,254
-77% -$2.97M
JRI icon
1042
Nuveen Real Asset Income & Growth Fund
JRI
$351M
$929K 0.01%
51,639
+43,139
+508% +$778K
RQI icon
1043
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$927K 0.01%
73,816
+5,781
+8% +$73.8K
GOVT icon
1044
iShares US Treasury Bond ETF
GOVT
$43.6B
$924K 0.01%
36,615
+20,026
+121% +$507K
GDV icon
1045
Gabelli Dividend & Income Trust
GDV
$2.67B
$921K 0.01%
41,132
+2,912
+8% +$63.9K
IVLU icon
1046
iShares MSCI Intl Value Factor ETF
IVLU
$4.53B
$921K 0.01%
36,393
-206
-0.6% -$5.11K
MDU icon
1047
MDU Resources
MDU
$4.29B
$920K 0.01%
93,151
-6,327
-6% -$63.1K
MMT
1048
Aberdeen Multi-Market Income Fund
MMT
$242M
$919K 0.01%
147,408
+23,726
+19% +$147K
VICR icon
1049
Vicor
VICR
$9.87B
$919K 0.01%
38,962
+600
+2% +$11.3K
TT icon
1050
Trane Technologies
TT
$105B
$918K 0.01%
10,279
-1,056
-9% -$93.4K
40 41
42
43 44

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.