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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
1001
Synchrony
SYF
$25.5B
$1.45M 0.01%
42,475
+2,962
+7% +$102K
DIAX
1002
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$1.45M 0.01%
81,193
-169
-0.2% -$2.98K
FEM icon
1003
First Trust Emerging Markets AlphaDEX Fund
FEM
$792M
$1.45M 0.01%
61,402
-2,230
-4% -$53.9K
IQDF icon
1004
FlexShares International Quality Dividend Index Fund
IQDF
$1.18B
$1.44M 0.01%
64,799
+2,578
+4% +$57.8K
FAF icon
1005
First American
FAF
$7.35B
$1.44M 0.01%
24,454
+183
+0.8% +$10.5K
FIS icon
1006
Fidelity National Information Services
FIS
$21.5B
$1.44M 0.01%
10,868
-1,790
-14% -$238K
IBDL
1007
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$1.44M 0.01%
56,842
+3,825
+7% +$96.9K
CSL icon
1008
Carlisle Companies
CSL
$15.3B
$1.44M 0.01%
9,900
-1,615
-14% -$227K
BKK
1009
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.44M 0.01%
95,400
– –
GXC icon
1010
State Street SPDR S&P China ETF
GXC
$475M
$1.44M 0.01%
15,943
-1,211
-7% -$112K
EEFT icon
1011
Euronet Worldwide
EEFT
$2.59B
$1.43M 0.01%
9,794
-141
-1% -$21.8K
SWK icon
1012
Stanley Black & Decker
SWK
$15.4B
$1.43M 0.01%
9,915
+372
+4% +$52.6K
ILCB icon
1013
iShares Morningstar US Equity ETF
ILCB
$1.32B
$1.43M 0.01%
34,060
-188
-0.5% -$7.82K
CCD
1014
Calamos Dynamic Convertible & Income Fund
CCD
$749M
$1.42M 0.01%
70,589
+31,900
+82% +$651K
BSL
1015
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$1.42M 0.01%
83,673
+6,241
+8% +$105K
HBAN icon
1016
Huntington Bancshares
HBAN
$35.9B
$1.42M 0.01%
99,168
-1,656
-2% -$22.6K
HUM icon
1017
Humana
HUM
$45.9B
$1.41M 0.01%
5,512
+195
+4% +$54.7K
CAG icon
1018
Conagra Brands
CAG
$7.12B
$1.4M 0.01%
45,734
+4,347
+11% +$125K
FDMO icon
1019
Fidelity Momentum Factor ETF
FDMO
$935M
$1.39M 0.01%
39,807
-4,254
-10% -$152K
BTI icon
1020
British American Tobacco
BTI
$121B
$1.39M 0.01%
37,782
+1,230
+3% +$45K
ASML icon
1021
ASML
ASML
$699B
$1.39M 0.01%
5,603
-471
-8% -$106K
SUI icon
1022
Sun Communities
SUI
$14.4B
$1.39M 0.01%
9,347
+4,321
+86% +$610K
SUSA icon
1023
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$1.39M 0.01%
22,434
-376
-2% -$23K
BBY icon
1024
Best Buy
BBY
$17.5B
$1.39M 0.01%
20,136
+414
+2% +$28.9K
TM icon
1025
Toyota
TM
$223B
$1.38M 0.01%
10,285
-1,777
-15% -$233K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.