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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FREL icon
1001
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$762K 0.01%
31,765
-102,750
-76% -$2.37M
LTS
1002
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$762K 0.01%
312,476
-11,900
-4% -$27.7K
RGR icon
1003
Sturm, Ruger & Co
RGR
$598M
$761K 0.01%
14,409
+5,751
+66% +$318K
POT
1004
DELISTED
Potash Corp Of Saskatchewan
POT
$761K 0.01%
42,055
-8,365
-17% -$145K
SYF icon
1005
Synchrony
SYF
$25.5B
$759K 0.01%
21,466
-1,565
-7% -$50K
CBI
1006
DELISTED
Chicago Bridge & Iron Nv
CBI
$759K 0.01%
23,834
+6,380
+37% +$200K
AB icon
1007
AllianceBernstein
AB
$3.45B
$755K 0.01%
32,188
+4,361
+16% +$98.5K
RWM icon
1008
ProShares Short Russell2000
RWM
$100M
$755K 0.01%
15,413
-1,625
-10% -$84.9K
DMO
1009
Western Asset Mortgage Opportunity Fund
DMO
$120M
$754K 0.01%
33,103
+2,152
+7% +$49.9K
KYN icon
1010
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$754K 0.01%
38,473
+11,419
+42% +$221K
GOVI icon
1011
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$753K 0.01%
23,611
-173
-0.7% -$5.69K
ISD
1012
PGIM High Yield Bond Fund
ISD
$419M
$753K 0.01%
48,681
-752
-2% -$11.6K
RAS
1013
DELISTED
RAIT Financial Trust
RAS
$753K 0.01%
224,903
-6,680
-3% -$20.6K
IYM icon
1014
iShares US Basic Materials ETF
IYM
$1.03B
$751K 0.01%
9,013
-18,847
-68% -$1.52M
TSCO icon
1015
Tractor Supply
TSCO
$18.4B
$750K 0.01%
49,545
+2,515
+5% +$35.7K
ANDX
1016
DELISTED
Andeavor Logistics LP
ANDX
$750K 0.01%
14,763
-2,372
-14% -$112K
SBI
1017
Western Asset Intermediate Muni Fund
SBI
$107M
$748K 0.01%
78,642
+11,377
+17% +$113K
ICE icon
1018
Intercontinental Exchange
ICE
$84.9B
$747K 0.01%
12,641
+406
+3% +$22.5K
SPG icon
1019
Simon Property Group
SPG
$71B
$746K 0.01%
4,071
-465
-10% -$86.3K
PVH icon
1020
PVH
PVH
$3.91B
$745K 0.01%
8,251
-559
-6% -$58.8K
UVV icon
1021
Universal Corp
UVV
$1.15B
$744K 0.01%
11,668
-485
-4% -$27.7K
TLTD icon
1022
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$686M
$743K 0.01%
13,174
+7,591
+136% +$423K
FNF icon
1023
Fidelity National Financial
FNF
$12.8B
$741K 0.01%
31,074
+7,623
+33% +$183K
PGEN icon
1024
Precigen
PGEN
$2.46B
$737K 0.01%
30,426
+3,277
+12% +$91.2K
RVNU icon
1025
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$736K 0.01%
28,596
+26,814
+1,505% +$704K
39 40
41
42 43

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.