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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DZK
1001
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$518K 0.01%
10,370
-58
-0.6% -$3.08K
SMOG icon
1002
VanEck Low Carbon Energy ETF
SMOG
$133M
$517K 0.01%
9,432
+8,867
+1,569% +$470K
VOOG icon
1003
Vanguard S&P 500 Growth ETF
VOOG
$27.1B
$516K 0.01%
29,802
+21,330
+252% +$370K
OA
1004
DELISTED
Orbital ATK, Inc.
OA
$515K 0.01%
5,757
+4,270
+287% +$359K
BSJH
1005
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$515K 0.01%
20,628
+9,268
+82% +$236K
SXT icon
1006
Sensient Technologies
SXT
$5.61B
$514K 0.01%
8,179
-102
-1% -$6.58K
TWC
1007
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$514K 0.01%
2,773
+451
+19% +$83.7K
APH icon
1008
Amphenol
APH
$206B
$513K 0.01%
39,372
+12,680
+48% +$169K
ONEQ icon
1009
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$513K 0.01%
26,070
+8,640
+50% +$170K
MRO
1010
DELISTED
Marathon Oil Corporation
MRO
$511K 0.01%
40,514
+97
+0.2% +$1.63K
AEE icon
1011
Ameren
AEE
$29.8B
$510K 0.01%
11,808
+280
+2% +$12.1K
PEO
1012
Adams Natural Resources Fund
PEO
$774M
$510K 0.01%
29,896
+437
+1% +$8.17K
IAK icon
1013
iShares US Insurance ETF
IAK
$540M
$509K 0.01%
9,910
+3,655
+58% +$189K
PXF icon
1014
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$506K 0.01%
13,990
+2,094
+18% +$78.7K
DX
1015
Dynex Capital
DX
$3.21B
$502K 0.01%
26,397
+325
+1% +$6.5K
PEY icon
1016
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$501K 0.01%
37,495
-2,485
-6% -$33.3K
BPT
1017
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$500K 0.01%
20,036
+2,115
+12% +$74.5K
CCL icon
1018
Carnival Corporation Ltd
CCL
$38B
$497K 0.01%
9,150
+2,869
+46% +$148K
CBRL icon
1019
Cracker Barrel
CBRL
$1.25B
$496K 0.01%
3,907
+1,968
+101% +$265K
PSL icon
1020
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.1M
$496K 0.01%
8,744
-5,936
-40% -$336K
FTR
1021
DELISTED
Frontier Communications Corp.
FTR
$496K 0.01%
7,083
+178
+3% +$13.2K
PFL
1022
PIMCO Income Strategy Fund
PFL
$388M
$493K 0.01%
50,459
-16,743
-25% -$168K
NQU
1023
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$492K 0.01%
34,692
+1,693
+5% +$23.2K
KBWP icon
1024
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$491K 0.01%
10,219
+4,341
+74% +$208K
OZK icon
1025
Bank OZK
OZK
$5.66B
$490K 0.01%
9,904
+2,837
+40% +$143K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.