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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCSG icon
1001
Healthcare Services Group
HCSG
$1.44B
$539K 0.01%
16,773
+2,296
+16% +$74.2K
PEY icon
1002
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$539K 0.01%
40,261
-3,495
-8% -$46.7K
POM
1003
DELISTED
PEPCO HOLDINGS, INC.
POM
$539K 0.01%
20,100
-3,021
-13% -$82K
DMO
1004
Western Asset Mortgage Opportunity Fund
DMO
$120M
$536K 0.01%
+22,300
New +$540K
WDR
1005
DELISTED
Waddell & Reed Financial, Inc.
WDR
$535K 0.01%
10,806
-4,505
-29% -$215K
XLVS
1006
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$532K 0.01%
7,726
-11,797
-60% -$812K
XLNX
1007
DELISTED
Xilinx Inc
XLNX
$531K 0.01%
12,550
+3,695
+42% +$152K
EWM icon
1008
iShares MSCI Malaysia ETF
EWM
$331M
$529K 0.01%
9,962
-3,079
-24% -$163K
KONA
1009
DELISTED
Kona Grill, Inc.
KONA
$526K 0.01%
+18,500
New +$460K
PXF icon
1010
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$525K 0.01%
12,791
-19,906
-61% -$806K
FONE
1011
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$525K 0.01%
13,060
+8,379
+179% +$329K
MHI
1012
DELISTED
Pioneer Municipal High Income Fund
MHI
$524K 0.01%
36,138
+212
+0.6% +$3.07K
MPT
1013
Medical Properties Trust
MPT
$2.4B
$523K 0.01%
35,475
+20,140
+131% +$299K
BKU icon
1014
Bankunited
BKU
$3.35B
$522K 0.01%
15,944
+15,757
+8,426% +$484K
VTRS icon
1015
Viatris
VTRS
$18.7B
$522K 0.01%
8,796
+915
+12% +$52.2K
BLV icon
1016
Vanguard Long-Term Bond ETF
BLV
$5.7B
$521K 0.01%
5,414
+2,093
+63% +$202K
SPLB icon
1017
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$521K 0.01%
18,456
+265
+1% +$7.48K
JRO
1018
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$520K 0.01%
44,675
+2,257
+5% +$25.6K
OAKS
1019
DELISTED
Five Oaks Investment Corp.
OAKS
$519K 0.01%
48,768
+300
+0.6% +$3.28K
M icon
1020
Macy's
M
$6.45B
$512K 0.01%
7,886
+1,113
+16% +$71.6K
TFCFA
1021
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$512K 0.01%
15,073
+2,811
+23% +$97.5K
RUTH
1022
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$511K 0.01%
+32,150
New +$487K
IYY icon
1023
iShares Dow Jones US ETF
IYY
$3.06B
$509K 0.01%
9,706
-30,366
-76% -$1.58M
SGOL icon
1024
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$509K 0.01%
43,970
+3,200
+8% +$38.2K
STWD icon
1025
Starwood Property Trust
STWD
$6.17B
$509K 0.01%
20,967
+9,562
+84% +$230K
39 40
41
42 43

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.