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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
976
Pinnacle West Capital
PNW
$12.1B
$218K 0.01%
3,989
-9
-0.2% -$505
DEX
977
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$218K 0.01%
18,287
+4,407
+32% +$51.7K
JRO
978
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$218K 0.01%
17,652
-2,119
-11% -$26.5K
LRCX icon
979
Lam Research
LRCX
$392B
$217K 0.01%
42,280
+30
+0.1% +$147
RYN icon
980
Rayonier
RYN
$6.48B
$217K 0.01%
5,842
-395
-6% -$15.1K
IGR
981
CBRE Global Real Estate Income Fund
IGR
$707M
$216K 0.01%
26,646
-19,047
-42% -$159K
RAD
982
DELISTED
Rite Aid Corporation
RAD
$216K 0.01%
2,272
-368
-14% -$25.1K
IONS icon
983
Ionis Pharmaceuticals
IONS
$9.41B
$215K 0.01%
5,727
-19
-0.3% -$568
AKS
984
DELISTED
AK Steel Holding Corp
AKS
$214K 0.01%
57,111
– –
STI
985
DELISTED
SunTrust Banks, Inc.
STI
$214K 0.01%
6,546
-482
-7% -$16.3K
ITC
986
DELISTED
ITC HOLDINGS CORP
ITC
$214K 0.01%
6,756
-366
-5% -$11.1K
VVC
987
DELISTED
Vectren Corporation
VVC
$213K 0.01%
6,395
-1,147
-15% -$39.5K
LGF
988
DELISTED
Lions Gate Entertainment
LGF
$213K 0.01%
6,076
+2,520
+71% +$85.5K
HPY
989
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$213K 0.01%
5,372
+3,351
+166% +$129K
FLTR icon
990
VanEck IG Floating Rate ETF
FLTR
$3.03B
$212K 0.01%
8,500
– –
KOG
991
DELISTED
KODIAK OIL & GAS CORP
KOG
$212K 0.01%
17,603
-6,672
-27% -$66.9K
DMB
992
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$211K 0.01%
20,225
+2,500
+14% +$27.3K
SVM
993
Silvercorp Metals
SVM
$2.69B
$211K 0.01%
64,625
+68
+0.1% +$222
FMER
994
DELISTED
FIRSTMERIT CORP
FMER
$210K 0.01%
9,607
-223
-2% -$4.84K
TMH
995
DELISTED
Team Health Holdings Inc
TMH
$209K 0.01%
5,417
-8,712
-62% -$341K
VMI icon
996
Valmont Industries
VMI
$9.65B
$208K 0.01%
1,499
+113
+8% +$16.2K
DINO icon
997
HF Sinclair
DINO
$15.2B
$207K 0.01%
4,886
+2,801
+134% +$122K
HBI
998
DELISTED
Hanesbrands
HBI
$207K 0.01%
13,276
-828
-6% -$12.3K
XBI icon
999
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$207K 0.01%
4,812
-297
-6% -$12K
AFB
1000
AllianceBernstein National Municipal Income Fund
AFB
$316M
$206K 0.01%
15,972
+176
+1% +$2.21K
38 39
40
41 42

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.