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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
76
Coca-Cola
KO
$375B
$40.6M 0.28%
745,746
+49,364
+7% +$2.64M
WM icon
77
Waste Management
WM
$91B
$40.4M 0.28%
351,310
+9,726
+3% +$1.14M
LMT icon
78
Lockheed Martin
LMT
$136B
$40.3M 0.28%
103,439
+10,201
+11% +$3.84M
SPYG icon
79
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$39.9M 0.28%
1,027,329
-2,420,868
-70% -$94.6M
WMT icon
80
Walmart Inc
WMT
$890B
$39M 0.27%
986,094
-2,895
-0.3% -$109K
IEF icon
81
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$39M 0.27%
346,826
-541,320
-61% -$60.4M
GOOGL icon
82
Alphabet (Google) Class A
GOOGL
$4.33T
$38.9M 0.27%
637,340
+22,040
+4% +$1.31M
GOOG icon
83
Alphabet (Google) Class C
GOOG
$4.32T
$38.8M 0.27%
636,880
-30,420
-5% -$1.8M
IJS icon
84
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$38.6M 0.27%
513,702
+377,144
+276% +$27.7M
SDY icon
85
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$38.5M 0.27%
375,485
+9,508
+3% +$959K
SBUX icon
86
Starbucks
SBUX
$120B
$38.2M 0.26%
431,875
-3,177
-0.7% -$295K
GSY icon
87
Invesco Ultra Short Duration ETF
GSY
$3.88B
$37.6M 0.26%
745,889
+81,519
+12% +$4.11M
VOE icon
88
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$37.6M 0.26%
332,746
+14,765
+5% +$1.64M
COST icon
89
Costco
COST
$420B
$37.5M 0.26%
130,252
+8
+0% +$2.25K
XLU icon
90
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$36.4M 0.25%
1,125,748
+519,624
+86% +$16M
SCHB icon
91
Schwab US Broad Market ETF
SCHB
$44.9B
$36.2M 0.25%
3,059,556
-75,654
-2% -$894K
JPIN icon
92
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$36.2M 0.25%
680,882
+27,860
+4% +$1.48M
IWS icon
93
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$36.1M 0.25%
402,329
-8,296
-2% -$735K
MMM icon
94
3M
MMM
$94.3B
$36M 0.25%
261,846
+8,154
+3% +$1.14M
FVD icon
95
First Trust Value Line Dividend Fund
FVD
$8.4B
$35.8M 0.25%
1,065,195
+148,357
+16% +$5.06M
XLF icon
96
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$35.5M 0.25%
1,269,246
+140,108
+12% +$3.87M
VOT icon
97
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$35.1M 0.24%
236,951
+26,122
+12% +$3.91M
VHT icon
98
Vanguard Health Care ETF
VHT
$18.7B
$35.1M 0.24%
209,265
+30,591
+17% +$5.24M
NEAR icon
99
iShares Short Maturity Bond ETF
NEAR
$4.88B
$34.9M 0.24%
693,608
+52,926
+8% +$2.66M
MBB icon
100
iShares MBS ETF
MBB
$39.1B
$34M 0.23%
313,481
+139,059
+80% +$15M
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.