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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
76
iShares TIPS Bond ETF
TIP
$14.7B
$32.8M 0.3%
299,610
+10,046
+3% +$1.1M
VO icon
77
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$32.6M 0.29%
942,696
+16,828
+2% +$632K
MTUM icon
78
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$32.5M 0.29%
324,078
-15,176
-4% -$1.62M
VB icon
79
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$32.4M 0.29%
244,935
-6,868
-3% -$1,000K
MCD icon
80
McDonald's
MCD
$195B
$31.9M 0.29%
179,499
+32,671
+22% +$5.79M
GSY icon
81
Invesco Ultra Short Duration ETF
GSY
$3.88B
$31.7M 0.29%
633,356
+152,660
+32% +$7.66M
SHY icon
82
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$31.7M 0.29%
378,652
+95,433
+34% +$7.93M
HD icon
83
Home Depot
HD
$355B
$31.6M 0.28%
183,737
-2,189
-1% -$393K
KO icon
84
Coca-Cola
KO
$375B
$30.6M 0.28%
645,864
+48,445
+8% +$2.32M
VXUS icon
85
Vanguard Total International Stock ETF
VXUS
$163B
$30.1M 0.27%
638,212
-26,604
-4% -$1.32M
GOOG icon
86
Alphabet (Google) Class C
GOOG
$4.32T
$29.7M 0.27%
572,800
+6,320
+1% +$338K
GOOGL icon
87
Alphabet (Google) Class A
GOOGL
$4.33T
$29.4M 0.26%
561,220
-20,880
-4% -$1.13M
HYG icon
88
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$29.1M 0.26%
357,894
-326,964
-48% -$27.4M
VHT icon
89
Vanguard Health Care ETF
VHT
$18.7B
$29M 0.26%
180,868
-15,114
-8% -$2.56M
SDY icon
90
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$28.8M 0.26%
321,760
+24,581
+8% +$2.32M
BAC icon
91
Bank of America
BAC
$442B
$28.7M 0.26%
1,165,267
+98,319
+9% +$2.67M
ABBV icon
92
AbbVie
ABBV
$435B
$28.7M 0.26%
311,662
+19,161
+7% +$1.69M
WM icon
93
Waste Management
WM
$91B
$28.3M 0.25%
317,701
+15,637
+5% +$1.4M
SBUX icon
94
Starbucks
SBUX
$120B
$27.9M 0.25%
434,041
+4,077
+0.9% +$255K
MUB icon
95
iShares National Muni Bond ETF
MUB
$45.9B
$27.9M 0.25%
255,867
+148,630
+139% +$16M
VTIP icon
96
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$27.3M 0.25%
571,760
+225,377
+65% +$10.8M
IJK icon
97
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$26.8M 0.24%
561,312
-23,580
-4% -$1.23M
IJJ icon
98
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$26.5M 0.24%
383,116
-4,608
-1% -$352K
UPS icon
99
United Parcel Service
UPS
$88.9B
$26.2M 0.24%
269,042
+46,797
+21% +$5.07M
FTSM icon
100
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$26.2M 0.24%
437,517
+324,672
+288% +$19.5M
2 3
4
5 6

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.