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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCIF
951
Carlyle Credit Income Fund
CCIF
$59.6M
$1.55M 0.01%
144,954
-44,370
-23% -$454K
CRF
952
Cornerstone Total Return Fund
CRF
$1.18B
$1.54M 0.01%
143,267
+24,374
+21% +$271K
IXJ icon
953
iShares Global Healthcare ETF
IXJ
$4.21B
$1.54M 0.01%
25,237
+1,063
+4% +$65K
GLOF icon
954
iShares Global Equity Factor ETF
GLOF
$223M
$1.54M 0.01%
53,117
-794
-1% -$22.9K
VMO icon
955
Invesco Municipal Opportunity Trust
VMO
$664M
$1.54M 0.01%
123,009
+1,270
+1% +$16K
JTD
956
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.54M 0.01%
91,779
-1,512
-2% -$25.1K
CTSH icon
957
Cognizant
CTSH
$25.7B
$1.53M 0.01%
25,665
-3,984
-13% -$252K
PNW icon
958
Pinnacle West Capital
PNW
$12.2B
$1.53M 0.01%
15,755
-91
-0.6% -$8.57K
HXL icon
959
Hexcel
HXL
$7.68B
$1.53M 0.01%
18,620
+341
+2% +$27.9K
AWF
960
AllianceBernstein Global High Income Fund
AWF
$879M
$1.53M 0.01%
127,421
+4,642
+4% +$55K
PH icon
961
Parker-Hannifin
PH
$135B
$1.53M 0.01%
8,449
+173
+2% +$29.4K
FVAL icon
962
Fidelity Value Factor ETF
FVAL
$1.38B
$1.52M 0.01%
44,402
+6,750
+18% +$230K
GDV icon
963
Gabelli Dividend & Income Trust
GDV
$2.67B
$1.52M 0.01%
70,779
-5,506
-7% -$118K
SUNS
964
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.52M 0.01%
85,553
+16,848
+25% +$285K
CCL icon
965
Carnival Corporation Ltd
CCL
$37.8B
$1.51M 0.01%
34,560
-5,942
-15% -$274K
JEMD
966
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$1.51M 0.01%
173,714
+17,704
+11% +$158K
SEDG icon
967
SolarEdge
SEDG
$2.04B
$1.51M 0.01%
18,004
-686
-4% -$51.1K
BLW icon
968
BlackRock Limited Duration Income Trust
BLW
$495M
$1.51M 0.01%
96,461
+1,338
+1% +$20.6K
BRW
969
Saba Capital Income & Opportunities Fund
BRW
$335M
$1.5M 0.01%
159,732
-4,948
-3% -$46.7K
XLNX
970
DELISTED
Xilinx Inc
XLNX
$1.5M 0.01%
15,681
-11,919
-43% -$1.3M
VHC icon
971
VirnetX Holding Corp
VHC
$61.4M
$1.5M 0.01%
13,899
+8
+0.1% +$954
PWB icon
972
Invesco Large Cap Growth ETF
PWB
$2.44B
$1.5M 0.01%
31,026
-279
-0.9% -$13.7K
FENY icon
973
Fidelity MSCI Energy Index ETF
FENY
$2.06B
$1.5M 0.01%
95,149
+41,945
+79% +$678K
HAS icon
974
Hasbro
HAS
$13.5B
$1.5M 0.01%
12,615
+1,061
+9% +$121K
HE icon
975
Hawaiian Electric Industries
HE
$2.08B
$1.49M 0.01%
32,755
+5,842
+22% +$260K
37 38
39
40 41

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.