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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TITN icon
951
Titan Machinery
TITN
$438M
$580K 0.01%
53,020
-14,000
-21% -$162K
DIAX
952
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$577K 0.01%
40,171
+3,774
+10% +$53.8K
ESS icon
953
Essex Property Trust
ESS
$18.2B
$577K 0.01%
2,412
+1,328
+123% +$305K
SDOG icon
954
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$577K 0.01%
16,205
+2,466
+18% +$88.5K
SIVB
955
DELISTED
SVB Financial Group
SIVB
$577K 0.01%
4,851
+3,811
+366% +$473K
CERN
956
DELISTED
Cerner Corp
CERN
$575K 0.01%
9,564
-4,329
-31% -$266K
FIF
957
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$572K 0.01%
39,212
+21,674
+124% +$351K
BHP icon
958
BHP
BHP
$229B
$568K 0.01%
24,723
+3,214
+15% +$85.9K
EPR icon
959
EPR Properties
EPR
$4.58B
$567K 0.01%
9,685
+1,420
+17% +$79.3K
MDYG icon
960
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$565K 0.01%
14,385
+2,607
+22% +$105K
LXP icon
961
LXP Industrial Trust
LXP
$3.58B
$564K 0.01%
14,085
+1,656
+13% +$70.2K
EDV icon
962
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$563K 0.01%
4,980
+4,534
+1,017% +$529K
GAIN icon
963
Gladstone Investment Corp
GAIN
$655M
$563K 0.01%
73,288
+20,865
+40% +$158K
FDS icon
964
Factset
FDS
$10.1B
$562K 0.01%
3,459
+279
+9% +$46.8K
COLB icon
965
Columbia Banking Systems
COLB
$8.97B
$560K 0.01%
17,253
+2,251
+15% +$75.2K
UAL icon
966
United Airlines
UAL
$41B
$555K 0.01%
9,706
+2,152
+28% +$124K
UMPQ
967
DELISTED
Umpqua Holdings Corp
UMPQ
$555K 0.01%
34,935
+5,364
+18% +$90.6K
RCL icon
968
Royal Caribbean
RCL
$82.1B
$554K 0.01%
5,516
+1,365
+33% +$130K
SRCL
969
DELISTED
Stericycle Inc
SRCL
$553K 0.01%
4,614
+1,113
+32% +$142K
ARI
970
Apollo Commercial Real Estate
ARI
$862M
$552K 0.01%
32,055
+2,066
+7% +$35.2K
ELME
971
Elme Communities
ELME
$144M
$550K 0.01%
20,349
-1,447
-7% -$39.1K
HCSG icon
972
Healthcare Services Group
HCSG
$1.44B
$549K 0.01%
15,772
-779
-5% -$28.3K
WFT
973
DELISTED
Weatherford International plc
WFT
$547K 0.01%
65,126
+8,431
+15% +$83.1K
IEV icon
974
iShares Europe ETF
IEV
$1.7B
$546K 0.01%
13,633
-2,682
-16% -$111K
MCHP icon
975
Microchip Technology
MCHP
$44B
$546K 0.01%
23,480
-1,960
-8% -$46K
37 38
39
40 41

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.