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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
926
DELISTED
Cerner Corp
CERN
$1.61M 0.01%
23,624
+2,490
+12% +$176K
VCLT icon
927
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$1.61M 0.01%
15,893
-16,237
-51% -$1.61M
KNOW
928
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$1.6M 0.01%
41,855
+23,329
+126% +$897K
ACGL icon
929
Arch Capital
ACGL
$33.5B
$1.6M 0.01%
38,045
+20,358
+115% +$803K
AME icon
930
Ametek
AME
$58.8B
$1.6M 0.01%
17,390
+2,143
+14% +$189K
KCE icon
931
State Street SPDR S&P Capital Markets ETF
KCE
$471M
$1.59M 0.01%
29,061
+28,200
+3,275% +$1.56M
DHI icon
932
D.R. Horton
DHI
$42.2B
$1.59M 0.01%
30,168
+19,388
+180% +$925K
FRC
933
DELISTED
First Republic Bank
FRC
$1.59M 0.01%
16,433
+471
+3% +$44.7K
SLY
934
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.59M 0.01%
170,108
+140,173
+468% +$9.37M
PWS icon
935
Pacer WealthShield ETF
PWS
$24.8M
$1.58M 0.01%
69,044
-4,207
-6% -$99.9K
ZBRA icon
936
Zebra Technologies
ZBRA
$18.1B
$1.58M 0.01%
7,727
+2,292
+42% +$463K
MVF
937
DELISTED
BlackRock MuniVest Fund
MVF
$1.58M 0.01%
172,114
+6,618
+4% +$61.6K
OMC icon
938
Omnicom Group
OMC
$23.6B
$1.58M 0.01%
20,222
+1,217
+6% +$96.7K
TSLX icon
939
Sixth Street Specialty
TSLX
$1.78B
$1.58M 0.01%
75,365
-25,688
-25% -$521K
STM icon
940
STMicroelectronics
STM
$49.1B
$1.58M 0.01%
81,628
-197
-0.2% -$3.61K
OC icon
941
Owens Corning
OC
$12.6B
$1.57M 0.01%
24,809
-1,153
-4% -$66K
NMZ icon
942
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.56M 0.01%
109,370
+24,246
+28% +$344K
CIBR icon
943
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.6B
$1.56M 0.01%
56,390
+25,700
+84% +$744K
LDOS icon
944
Leidos
LDOS
$17.7B
$1.56M 0.01%
18,171
+8,284
+84% +$694K
IQ icon
945
iQIYI
IQ
$1.3B
$1.56M 0.01%
96,549
-6,166
-6% -$113K
ROL icon
946
Rollins
ROL
$17.8B
$1.56M 0.01%
68,612
-649
-0.9% -$14.9K
SU icon
947
Suncor Energy
SU
$74B
$1.55M 0.01%
49,306
+4,422
+10% +$133K
MPWR icon
948
Monolithic Power Systems
MPWR
$68.9B
$1.55M 0.01%
9,974
+502
+5% +$75.1K
RWO icon
949
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.27B
$1.55M 0.01%
29,938
-284
-0.9% -$14.4K
VEEV icon
950
Veeva Systems
VEEV
$38.4B
$1.55M 0.01%
10,176
+1,451
+17% +$233K
36 37
38
39 40

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.