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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
926
Ovintiv
OVV
$17.6B
$244K 0.01%
2,818
+534
+23% +$46.5K
CB icon
927
Chubb
CB
$134B
$243K 0.01%
2,592
+569
+28% +$52K
ETY icon
928
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$243K 0.01%
24,091
+10,771
+81% +$112K
LM
929
DELISTED
Legg Mason, Inc.
LM
$243K 0.01%
7,258
-66
-0.9% -$2.21K
SBR
930
Sabine Royalty Trust
SBR
$1.06B
$242K 0.01%
4,666
-196
-4% -$10.1K
BIT icon
931
BlackRock Multi-Sector Income Trust
BIT
$704M
$241K 0.01%
14,481
+2,544
+21% +$41.5K
FAX
932
abrdn Asia-Pacific Income Fund
FAX
$604M
$241K 0.01%
6,622
-450
-6% -$16.5K
HIO
933
Western Asset High Income Opportunity Fund
HIO
$338M
$241K 0.01%
40,300
-1,657
-4% -$9.68K
ISCG icon
934
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$240K 0.01%
11,688
+3,432
+42% +$67.4K
MVV icon
935
ProShares Ultra MidCap400
MVV
$161M
$240K 0.01%
13,182
+9,924
+305% +$174K
PXE icon
936
Invesco Energy Exploration & Production ETF
PXE
$84.3M
$240K 0.01%
7,848
+2,435
+45% +$74.2K
FEN
937
DELISTED
First Trust Energy Income and Growth Fund
FEN
$239K 0.01%
7,455
+1,008
+16% +$32.9K
DHG
938
DELISTED
Deutsche High Incm Opportunities
DHG
$239K 0.01%
16,916
-35
-0.2% -$492
NOK icon
939
Nokia
NOK
$51B
$238K 0.01%
36,454
-8,817
-19% -$41.6K
SCG
940
DELISTED
Scana
SCG
$238K 0.01%
5,173
+39
+0.8% +$1.92K
BGS icon
941
B&G Foods
BGS
$276M
$237K 0.01%
6,846
+175
+3% +$6.09K
BHI
942
DELISTED
Baker Hughes
BHI
$237K 0.01%
4,817
+188
+4% +$9.06K
GAP
943
The Gap Inc
GAP
$7.74B
$236K 0.01%
5,857
+1,625
+38% +$70.1K
ELME
944
Elme Communities
ELME
$144M
$235K 0.01%
9,296
+1,798
+24% +$46.7K
ITM icon
945
VanEck Intermediate Muni ETF
ITM
$2.13B
$235K 0.01%
5,274
+84
+2% +$3.68K
CAB
946
DELISTED
Cabela's Inc
CAB
$235K 0.01%
3,735
+78
+2% +$5.2K
HYLD
947
DELISTED
High Yield ETF
HYLD
$234K 0.01%
4,549
+3,270
+256% +$167K
HUN icon
948
Huntsman Corp
HUN
$1.82B
$233K 0.01%
11,102
+1,048
+10% +$19.1K
KDP icon
949
Keurig Dr Pepper
KDP
$39.9B
$233K 0.01%
5,201
-16
-0.3% -$736
AUY
950
DELISTED
Yamana Gold, Inc.
AUY
$233K 0.01%
22,397
+829
+4% +$8.74K
36 37
38
39 40

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.