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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
901
Capital Southwest
CSWC
$1.59B
$520K 0.01%
37,392
+8,449
+29% +$115K
CA
902
DELISTED
CA, Inc.
CA
$520K 0.01%
17,044
-3,832
-18% -$112K
JMLP
903
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$517K 0.01%
33,900
+8,900
+36% +$149K
EAD
904
Allspring Income Opportunities Fund
EAD
$380M
$516K 0.01%
58,085
+6,413
+12% +$57.2K
KSU
905
DELISTED
Kansas City Southern
KSU
$516K 0.01%
4,242
+1,225
+41% +$147K
IUSV icon
906
iShares Core S&P US Value ETF
IUSV
$27.8B
$515K 0.01%
11,316
+3,987
+54% +$177K
PAGG
907
DELISTED
Invesco Global Agriculture ETF
PAGG
$515K 0.01%
17,221
-8,911
-34% -$258K
DFJ icon
908
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$514K 0.01%
10,599
-103
-1% -$5.07K
ISRG icon
909
Intuitive Surgical
ISRG
$141B
$514K 0.01%
8,784
+2,277
+35% +$127K
TTM
910
DELISTED
Tata Motors Limited
TTM
$514K 0.01%
12,130
-1,111
-8% -$49.5K
ENTA icon
911
Enanta Pharmaceuticals
ENTA
$392M
$513K 0.01%
10,098
+9,833
+3,711% +$440K
AVNS
912
DELISTED
Avanos Medical
AVNS
$510K 0.01%
+11,241
New +$442K
IMCV icon
913
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$509K 0.01%
12,264
+7,557
+161% +$306K
SIRI icon
914
SiriusXM
SIRI
$9.65B
$508K 0.01%
14,499
+713
+5% +$24.5K
DLR icon
915
Digital Realty Trust
DLR
$70.9B
$506K 0.01%
7,630
+1,127
+17% +$75.3K
EXI icon
916
iShares Global Industrials ETF
EXI
$1.48B
$506K 0.01%
7,178
+3,804
+113% +$267K
MHI
917
DELISTED
Pioneer Municipal High Income Fund
MHI
$505K 0.01%
35,926
+22,282
+163% +$328K
IYG icon
918
iShares US Financial Services ETF
IYG
$2.22B
$504K 0.01%
16,464
+15,963
+3,186% +$470K
SCHB icon
919
Schwab US Broad Market ETF
SCHB
$44.8B
$503K 0.01%
60,630
+46,440
+327% +$376K
BHP icon
920
BHP
BHP
$229B
$502K 0.01%
12,541
+1,817
+17% +$83.8K
SPLB icon
921
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$502K 0.01%
18,191
+4,959
+37% +$135K
TYC
922
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$502K 0.01%
10,966
-499
-4% -$22.2K
RBS.PRH.CL
923
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$500K 0.01%
19,600
+18,600
+1,860% +$475K
ESV
924
DELISTED
Ensco Rowan plc
ESV
$499K 0.01%
4,156
+1,743
+72% +$250K
CHD icon
925
Church & Dwight Co
CHD
$24.4B
$498K 0.01%
12,552
+4,652
+59% +$172K
35 36
37
38 39

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.