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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNL icon
876
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$539K 0.01%
21,724
+18,404
+554% +$460K
ILCB icon
877
iShares Morningstar US Equity ETF
ILCB
$1.31B
$539K 0.01%
17,448
-232
-1% -$6.96K
ACAS
878
DELISTED
American Capital Ltd
ACAS
$539K 0.01%
36,858
+1,346
+4% +$19.7K
DFP
879
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$538K 0.01%
24,176
+2,306
+11% +$52.9K
ISCG icon
880
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$537K 0.01%
23,868
+12,018
+101% +$260K
REZ icon
881
iShares Residential and Multisector Real Estate ETF
REZ
$844M
$537K 0.01%
9,120
+6,550
+255% +$372K
BF.B icon
882
Brown-Forman Class B
BF.B
$12.8B
$536K 0.01%
19,053
-15,244
-44% -$441K
FTA icon
883
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$536K 0.01%
12,278
-906
-7% -$38.7K
MAR icon
884
Marriott International
MAR
$91.2B
$531K 0.01%
6,836
+1,771
+35% +$131K
NSLR
885
Neostellar Capital Corp
NSLR
$284M
$531K 0.01%
94,701
+11,128
+13% +$68.7K
ITC
886
DELISTED
ITC HOLDINGS CORP
ITC
$530K 0.01%
13,097
+5,348
+69% +$205K
DNP icon
887
DNP Select Income Fund
DNP
$4.1B
$529K 0.01%
50,050
+11,806
+31% +$123K
SLYV icon
888
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$529K 0.01%
10,014
+7,882
+370% +$421K
CMS icon
889
CMS Energy
CMS
$21.9B
$527K 0.01%
15,262
+10,895
+249% +$356K
EUO icon
890
ProShares UltraShort Euro
EUO
$33.2M
$527K 0.01%
25,596
-35,906
-58% -$731K
UAN icon
891
CVR Partners
UAN
$1.28B
$527K 0.01%
5,409
+5,134
+1,867% +$576K
DTV
892
DELISTED
DIRECTV COM STK (DE)
DTV
$527K 0.01%
6,061
-395
-6% -$34K
DVA icon
893
DaVita
DVA
$11.5B
$524K 0.01%
6,926
+1,824
+36% +$137K
OAKS
894
DELISTED
Five Oaks Investment Corp.
OAKS
$524K 0.01%
48,468
+6,853
+16% +$75.2K
WWAV
895
DELISTED
The WhiteWave Foods Company
WWAV
$524K 0.01%
14,970
-7,621
-34% -$271K
INTU icon
896
Intuit
INTU
$92B
$523K 0.01%
5,707
+3,561
+166% +$317K
BPY
897
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$523K 0.01%
22,880
+22,489
+5,752% +$508K
EWA icon
898
iShares MSCI Australia ETF
EWA
$1.46B
$522K 0.01%
23,545
-5,133
-18% -$122K
KSS icon
899
Kohl's
KSS
$2.11B
$521K 0.01%
8,449
+4,259
+102% +$246K
LEG icon
900
Leggett & Platt
LEG
$1.31B
$521K 0.01%
12,234
-2,537
-17% -$99.9K
34 35
36
37 38

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.