We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
876
VanEck Agribusiness ETF
MOO
$979M
$407K 0.01%
7,694
+4,229
+122% +$228K
NWSA icon
877
News Corp Class A
NWSA
$15.4B
$407K 0.01%
24,928
+433
+2% +$7.62K
WY icon
878
Weyerhaeuser
WY
$18.1B
$407K 0.01%
12,778
+489
+4% +$16K
MWE
879
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$407K 0.01%
5,302
+395
+8% +$29.5K
DLR icon
880
Digital Realty Trust
DLR
$70.8B
$406K 0.01%
6,503
+489
+8% +$31.1K
PFX icon
881
PhenixFIN
PFX
$90M
$406K 0.01%
1,721
+218
+15% +$55.8K
SCHW
882
Charles Schwab
SCHW
$187B
$405K 0.01%
13,785
+5,013
+57% +$142K
AWF
883
AllianceBernstein Global High Income Fund
AWF
$876M
$404K 0.01%
29,738
+14,098
+90% +$196K
USIG icon
884
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$403K 0.01%
7,294
-1,754
-19% -$97.5K
GTLS
885
DELISTED
Chart Industries
GTLS
$402K 0.01%
6,577
+168
+3% +$11.9K
LNC icon
886
Lincoln National
LNC
$8.59B
$402K 0.01%
7,506
-459
-6% -$24.4K
XLVS
887
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$402K 0.01%
7,294
-900
-11% -$49.6K
MDIV icon
888
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$400K 0.01%
18,617
+2,482
+15% +$54.7K
MNDT
889
DELISTED
Mandiant, Inc. Common Stock
MNDT
$399K 0.01%
13,058
+8,641
+196% +$286K
ESV
890
DELISTED
Ensco Rowan plc
ESV
$399K 0.01%
2,413
+342
+17% +$67.8K
AVA icon
891
Avista
AVA
$3.22B
$398K 0.01%
13,038
+7,437
+133% +$237K
HES
892
DELISTED
Hess
HES
$397K 0.01%
4,205
+1,014
+32% +$100K
SPWR
893
DELISTED
SunPower Corporation Common Stock
SPWR
$394K 0.01%
17,774
+15,406
+651% +$376K
TAL
894
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$394K 0.01%
9,549
-131
-1% -$5.82K
GNW icon
895
Genworth Financial
GNW
$3.71B
$393K 0.01%
29,995
+5,690
+23% +$82.3K
UN
896
DELISTED
Unilever NV New York Registry Shares
UN
$393K 0.01%
9,908
+499
+5% +$20.8K
MGA icon
897
Magna International
MGA
$18.7B
$389K 0.01%
8,192
-1,420
-15% -$77.9K
SLRC icon
898
SLR Investment Corp
SLRC
$703M
$389K 0.01%
20,860
-13,500
-39% -$272K
PCL
899
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$389K 0.01%
9,965
-1,480
-13% -$61.7K
DO
900
DELISTED
Diamond Offshore Drilling
DO
$389K 0.01%
11,359
+7,723
+212% +$342K
34 35
36
37 38

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.