We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECOL
851
DELISTED
US Ecology, Inc.
ECOL
$429K 0.01%
9,177
+5,922
+182% +$271K
LHX icon
852
L3Harris
LHX
$53.6B
$427K 0.01%
6,423
+1,023
+19% +$72.3K
AGN
853
DELISTED
Allergan Inc
AGN
$427K 0.01%
2,394
-775
-24% -$129K
AMWD
854
DELISTED
American Woodmark
AMWD
$426K 0.01%
11,556
– –
PID icon
855
Invesco International Dividend Achievers ETF
PID
$915M
$426K 0.01%
23,032
+3,942
+21% +$76K
SCHG icon
856
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$426K 0.01%
69,232
-2,696
-4% -$16.6K
TAP icon
857
Molson Coors Class B
TAP
$7.9B
$426K 0.01%
5,719
+533
+10% +$38.9K
EROC
858
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$426K 0.01%
119,735
+22,430
+23% +$97.7K
ELME
859
Elme Communities
ELME
$143M
$425K 0.01%
16,763
+13,400
+398% +$358K
KEY icon
860
KeyCorp
KEY
$24.4B
$425K 0.01%
31,857
+500
+2% +$6.84K
NAC icon
861
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$425K 0.01%
29,796
+8,996
+43% +$126K
IXN icon
862
iShares Global Tech ETF
IXN
$9.2B
$423K 0.01%
27,738
-55,452
-67% -$844K
APL
863
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$422K 0.01%
11,579
+1,623
+16% +$57.3K
STJ
864
DELISTED
St Jude Medical
STJ
$421K 0.01%
7,005
-119
-2% -$7.77K
EUFN icon
865
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$420K 0.01%
17,813
+16,301
+1,078% +$395K
SIVB
866
DELISTED
SVB Financial Group
SIVB
$418K 0.01%
3,731
+1,260
+51% +$140K
NYRT
867
DELISTED
New York REIT, Inc.
NYRT
$417K 0.01%
4,058
+2,901
+251% +$306K
IJS icon
868
iShares S&P Small-Cap 600 Value ETF
IJS
$8.36B
$416K 0.01%
7,730
-3,722
-33% -$210K
CSQ icon
869
Calamos Strategic Total Return Fund
CSQ
$3.35B
$414K 0.01%
35,344
+17
+0% +$202
FTGC icon
870
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$414K 0.01%
14,127
+6,180
+78% +$196K
NI icon
871
NiSource
NI
$20B
$414K 0.01%
25,750
+417
+2% +$6.37K
ARI
872
Apollo Commercial Real Estate
ARI
$884M
$413K 0.01%
26,300
+24,300
+1,215% +$402K
WEC icon
873
WEC Energy
WEC
$34.7B
$413K 0.01%
9,604
+200
+2% +$8.88K
CSR
874
Centerspace
CSR
$928M
$412K 0.01%
5,352
+12
+0.2% +$1.01K
PHO icon
875
Invesco Water Resources ETF
PHO
$2.09B
$410K 0.01%
16,634
-22,675
-58% -$581K
33 34
35
36 37

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.