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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORR
826
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.94M 0.01%
41,050
-2,819
-6% -$124K
COWZ icon
827
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$1.93M 0.01%
67,144
-29,868
-31% -$856K
TAP icon
828
Molson Coors Class B
TAP
$7.83B
$1.93M 0.01%
33,635
+2,084
+7% +$113K
HEI icon
829
HEICO Corp
HEI
$51.3B
$1.92M 0.01%
15,361
+2,482
+19% +$339K
IGLB icon
830
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$1.92M 0.01%
28,769
-3,793
-12% -$248K
IGM icon
831
iShares Expanded Tech Sector ETF
IGM
$10.7B
$1.92M 0.01%
52,944
+11,838
+29% +$433K
WMB icon
832
Williams Companies
WMB
$88.4B
$1.91M 0.01%
79,666
-4,904
-6% -$124K
MCK icon
833
McKesson
MCK
$105B
$1.91M 0.01%
13,983
-1,685
-11% -$239K
DBEF icon
834
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.9M 0.01%
58,712
-4,821
-8% -$152K
RMD icon
835
ResMed
RMD
$32.6B
$1.9M 0.01%
14,058
-985
-7% -$129K
GDO
836
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.9M 0.01%
108,894
-2,427
-2% -$41.8K
WBD icon
837
Warner Bros
WBD
$67.9B
$1.9M 0.01%
71,238
+13,513
+23% +$392K
SRVR icon
838
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
$1.89M 0.01%
58,802
+19,523
+50% +$606K
VGM icon
839
Invesco Trust Investment Grade Municipals
VGM
$565M
$1.89M 0.01%
147,017
+2,300
+2% +$29.7K
KIO
840
KKR Income Opportunities Fund
KIO
$459M
$1.89M 0.01%
121,396
+198
+0.2% +$3.08K
VLUE icon
841
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$1.89M 0.01%
23,042
+8,014
+53% +$650K
PPG icon
842
PPG Industries
PPG
$25.8B
$1.89M 0.01%
15,934
+204
+1% +$23.5K
GNL icon
843
Global Net Lease
GNL
$1.91B
$1.88M 0.01%
96,312
+155
+0.2% +$3.02K
UGI icon
844
UGI
UGI
$7.54B
$1.88M 0.01%
37,327
+9,358
+33% +$468K
MCHP icon
845
Microchip Technology
MCHP
$44B
$1.88M 0.01%
40,344
+430
+1% +$19.5K
RSG icon
846
Republic Services
RSG
$65.9B
$1.87M 0.01%
21,633
+3,383
+19% +$297K
FFTY icon
847
CapForce IBD 50 ETF
FFTY
$79.5M
$1.87M 0.01%
57,822
-11,078
-16% -$379K
RSPS icon
848
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$1.86M 0.01%
66,355
+5,590
+9% +$153K
JCI icon
849
Johnson Controls International
JCI
$93.7B
$1.86M 0.01%
42,492
+315
+0.7% +$13.3K
J icon
850
Jacobs Solutions
J
$17.3B
$1.85M 0.01%
24,538
-3,236
-12% -$232K
32 33
34
35 36

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HAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.