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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
826
PIMCO Strategic Income Fund
RCS
$250M
$1.34M 0.01%
137,654
+1,929
+1% +$19.4K
HEES
827
DELISTED
H&E Equipment Services
HEES
$1.34M 0.01%
45,785
+44,611
+3,800% +$1.04M
DG icon
828
Dollar General
DG
$27.9B
$1.34M 0.01%
16,494
+1,830
+12% +$137K
LKQ icon
829
LKQ Corp
LKQ
$6.29B
$1.34M 0.01%
37,160
+2,173
+6% +$74K
IFLN
830
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$1.33M 0.01%
69,860
+22,306
+47% +$424K
ICSH icon
831
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$1.33M 0.01%
26,533
+7,347
+38% +$368K
HISF icon
832
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99M
$1.32M 0.01%
25,862
+2,553
+11% +$131K
MSI icon
833
Motorola Solutions
MSI
$77.4B
$1.32M 0.01%
15,595
+190
+1% +$16.6K
PBA icon
834
Pembina Pipeline
PBA
$27.6B
$1.32M 0.01%
37,645
-1,370
-4% -$45.7K
EXG icon
835
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$1.32M 0.01%
140,940
-6,412
-4% -$59.3K
RSO
836
DELISTED
Resource Capital Corp.
RSO
$1.31M 0.01%
121,918
-8,918
-7% -$91.8K
HXL icon
837
Hexcel
HXL
$7.82B
$1.31M 0.01%
22,870
-2,052
-8% -$111K
PETS icon
838
PetMed Express
PETS
$42.3M
$1.31M 0.01%
39,574
-259
-0.7% -$10.5K
KXI icon
839
iShares Global Consumer Staples ETF
KXI
$1.07B
$1.31M 0.01%
25,676
+1,160
+5% +$59.6K
FUN icon
840
Cedar Fair
FUN
$1.67B
$1.3M 0.01%
20,362
-180
-0.9% -$12.1K
ILCB icon
841
iShares Morningstar US Equity ETF
ILCB
$1.32B
$1.3M 0.01%
34,528
+8,276
+32% +$308K
NOV icon
842
NOV
NOV
$7B
$1.3M 0.01%
36,339
-581
-2% -$19K
ABB
843
DELISTED
ABB Ltd
ABB
$1.29M 0.01%
52,246
-1,554
-3% -$37.2K
PWV icon
844
Invesco Large Cap Value ETF
PWV
$1.76B
$1.29M 0.01%
34,631
-2,453
-7% -$89.5K
EEP
845
DELISTED
Enbridge Energy Partners
EEP
$1.29M 0.01%
80,943
+2,628
+3% +$40.5K
CZA icon
846
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.29M 0.01%
20,542
+1,007
+5% +$61.8K
APD icon
847
Air Products & Chemicals
APD
$67.6B
$1.29M 0.01%
8,515
-543
-6% -$79.5K
OCSL icon
848
Oaktree Specialty Lending
OCSL
$1.14B
$1.29M 0.01%
78,476
-8,964
-10% -$143K
ETJ
849
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$1.29M 0.01%
136,346
+35,657
+35% +$336K
RPAI
850
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.28M 0.01%
97,183
-39,091
-29% -$512K
32 33
34
35 36

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.