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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWIN
826
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$1.14M 0.01%
40,770
-16,334
-29% -$455K
ISRG icon
827
Intuitive Surgical
ISRG
$139B
$1.14M 0.01%
13,374
+3,186
+31% +$252K
IYLD icon
828
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$1.14M 0.01%
45,280
+874
+2% +$21.7K
CRF
829
Cornerstone Total Return Fund
CRF
$1.17B
$1.13M 0.01%
71,730
+497
+0.7% +$7.58K
JHD
830
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$1.13M 0.01%
110,745
-2,204
-2% -$22.5K
HBAN icon
831
Huntington Bancshares
HBAN
$35.6B
$1.13M 0.01%
84,352
-1,168
-1% -$16K
IYJ icon
832
iShares US Industrials ETF
IYJ
$1.94B
$1.13M 0.01%
18,016
-7,520
-29% -$470K
NOV icon
833
NOV
NOV
$7.38B
$1.13M 0.01%
28,086
+647
+2% +$25.2K
FCE.A
834
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.12M 0.01%
51,507
+891
+2% +$19.7K
EMHY icon
835
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$1.12M 0.01%
22,408
+13,270
+145% +$659K
IGM icon
836
iShares Expanded Tech Sector ETF
IGM
$10.7B
$1.12M 0.01%
48,456
+5,220
+12% +$116K
NEO icon
837
NeoGenomics
NEO
$2.14B
$1.12M 0.01%
141,775
-802
-0.6% -$6.53K
DNB
838
DELISTED
Dun & Bradstreet
DNB
$1.12M 0.01%
10,331
+180
+2% +$20.4K
TROW icon
839
T. Rowe Price
TROW
$24.3B
$1.11M 0.01%
16,346
-5,514
-25% -$391K
EXG icon
840
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$1.1M 0.01%
129,793
+1,995
+2% +$16.9K
RWX icon
841
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$1.1M 0.01%
29,359
+1,445
+5% +$53.5K
PEN icon
842
Penumbra
PEN
$12.8B
$1.09M 0.01%
13,104
+124
+1% +$9.39K
EEP
843
DELISTED
Enbridge Energy Partners
EEP
$1.09M 0.01%
57,472
-2,643
-4% -$53.5K
MRCC
844
DELISTED
Monroe Capital Corp
MRCC
$1.09M 0.01%
69,228
+3,975
+6% +$62K
TTC icon
845
Toro Company
TTC
$9.39B
$1.09M 0.01%
17,444
-1,481
-8% -$88.3K
GG
846
DELISTED
Goldcorp Inc
GG
$1.09M 0.01%
74,424
+2,367
+3% +$37K
EGF
847
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$1.08M 0.01%
82,021
-4,500
-5% -$59.5K
EEFT icon
848
Euronet Worldwide
EEFT
$2.65B
$1.08M 0.01%
12,649
-439
-3% -$34.5K
SGDM icon
849
Sprott Gold Miners ETF
SGDM
$661M
$1.07M 0.01%
53,516
+29,243
+120% +$612K
XHB icon
850
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$1.07M 0.01%
29,091
+1,208
+4% +$43K
32 33
34
35 36

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.