We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
826
Royal Bank of Canada
RY
$292B
$1.05M 0.01%
15,902
+1,349
+9% +$87.4K
NVO
827
Novo Nordisk
NVO
$207B
$1.05M 0.01%
58,428
+2,464
+4% +$44.7K
BCX icon
828
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$1.05M 0.01%
126,912
+43,599
+52% +$352K
EWY icon
829
iShares MSCI South Korea ETF
EWY
$25.9B
$1.05M 0.01%
19,654
+9,339
+91% +$510K
RSPD icon
830
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$1.05M 0.01%
35,487
+11,046
+45% +$326K
FITB
831
Fifth Third Bancorp
FITB
$52.2B
$1.04M 0.01%
40,604
-1,529
-4% -$36.7K
PNRA
832
DELISTED
Panera Bread Co
PNRA
$1.04M 0.01%
5,079
-1,762
-26% -$357K
FTCS icon
833
First Trust Capital Strength ETF
FTCS
$7.99B
$1.04M 0.01%
25,443
+5,648
+29% +$227K
JSD
834
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.04M 0.01%
59,247
-13,847
-19% -$233K
CMS icon
835
CMS Energy
CMS
$21.8B
$1.04M 0.01%
24,989
+751
+3% +$30.7K
LVS icon
836
Las Vegas Sands
LVS
$29.6B
$1.03M 0.01%
19,314
-4,392
-19% -$256K
SEIC icon
837
SEI Investments
SEIC
$12.6B
$1.03M 0.01%
21,050
-1,265
-6% -$59.1K
SIR
838
DELISTED
SELECT INCOME REIT
SIR
$1.03M 0.01%
92,106
+3,513
+4% +$38.3K
EXG icon
839
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$1.03M 0.01%
127,798
-8,026
-6% -$66.3K
NOV icon
840
NOV
NOV
$7.49B
$1.03M 0.01%
27,439
+6,805
+33% +$248K
NMZ icon
841
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.02M 0.01%
80,028
+15,600
+24% +$206K
IGLB icon
842
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$1.02M 0.01%
17,372
+2,431
+16% +$145K
NXPI icon
843
NXP Semiconductors
NXPI
$59.6B
$1.02M 0.01%
10,390
+564
+6% +$56K
PFG icon
844
Principal Financial Group
PFG
$24.2B
$1.02M 0.01%
17,603
+1,292
+8% +$72.4K
BGC icon
845
BGC Group
BGC
$4.8B
$1.02M 0.01%
155,206
+7,952
+5% +$48.2K
EUSA icon
846
iShares MSCI USA Equal Weighted ETF
EUSA
$1.94B
$1.01M 0.01%
21,415
+10,151
+90% +$471K
HFWA icon
847
Heritage Financial
HFWA
$1.21B
$1.01M 0.01%
39,311
+1,302
+3% +$27.8K
RWX icon
848
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$1.01M 0.01%
27,914
+4,701
+20% +$179K
MRCC
849
DELISTED
Monroe Capital Corp
MRCC
$1M 0.01%
65,253
+3,188
+5% +$48.1K
HUN icon
850
Huntsman Corp
HUN
$1.83B
$1M 0.01%
52,867
-1,461
-3% -$26.5K
32 33
34
35 36

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.