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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
826
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$318K 0.01%
8,672
+264
+3% +$9.66K
PMT
827
PennyMac Mortgage Investment
PMT
$818M
$318K 0.01%
14,004
+5
+0% +$109
IYZ icon
828
iShares US Telecommunications ETF
IYZ
$1.22B
$317K 0.01%
11,478
-1,901
-14% -$52.2K
PWE
829
DELISTED
Penn West Energy Petroleum Ltd
PWE
$317K 0.01%
28,492
-1,000
-3% -$11.6K
PSQ icon
830
ProShares Short QQQ
PSQ
$645M
$316K 0.01%
737
-51
-6% -$21.8K
CI icon
831
Cigna
CI
$73.6B
$313K 0.01%
4,061
+322
+9% +$25.1K
PXSC
832
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$312K 0.01%
10,315
– –
RCS
833
PIMCO Strategic Income Fund
RCS
$249M
$311K 0.01%
29,711
– –
TFI icon
834
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$311K 0.01%
6,824
-18,819
-73% -$845K
LHX icon
835
L3Harris
LHX
$54B
$310K 0.01%
5,204
+18
+0.3% +$1K
GMCR
836
DELISTED
KEURIG GREEN MTN INC
GMCR
$310K 0.01%
4,123
-1,938
-32% -$153K
AEE icon
837
Ameren
AEE
$29.6B
$309K 0.01%
8,848
-53
-0.6% -$1.84K
KEY icon
838
KeyCorp
KEY
$24.3B
$309K 0.01%
26,752
-6,902
-21% -$82.5K
UAA icon
839
Under Armour
UAA
$2.52B
$308K 0.01%
15,560
+1,060
+7% +$18.7K
RQI icon
840
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$307K 0.01%
31,380
– –
TYC
841
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$306K 0.01%
8,386
-512
-6% -$18.6K
WBK
842
DELISTED
Westpac Banking Corporation
WBK
$306K 0.01%
9,980
-950
-9% -$27.1K
IYG icon
843
iShares US Financial Services ETF
IYG
$2.21B
$304K 0.01%
12,294
-4,794
-28% -$120K
IUSG icon
844
iShares Core S&P US Growth ETF
IUSG
$33.8B
$303K 0.01%
9,430
+3,420
+57% +$107K
VNQI icon
845
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$303K 0.01%
5,341
+2,567
+93% +$141K
FYX icon
846
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$301K 0.01%
7,028
+4
+0.1% +$169
FRN
847
DELISTED
Invesco Frontier Markets ETF
FRN
$301K 0.01%
18,029
-2,701
-13% -$43.6K
NQU
848
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$300K 0.01%
23,755
+509
+2% +$6.39K
AOK icon
849
iShares Core Conservative Allocation ETF
AOK
$791M
$299K 0.01%
9,537
-898
-9% -$27.9K
RCAP
850
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$298K 0.01%
17,800
+2,000
+13% +$32K
32 33
34
35 36

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.