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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
801
Conagra Brands
CAG
$7.23B
$1.61M 0.02%
42,759
-660
-2% -$23.4K
DXJ icon
802
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$1.61M 0.02%
27,090
+6,162
+29% +$356K
DNP icon
803
DNP Select Income Fund
DNP
$4.09B
$1.61M 0.02%
148,700
-4,528
-3% -$51K
WBS icon
804
Webster Financial
WBS
$12.8B
$1.61M 0.02%
28,611
-7,768
-21% -$425K
MKC icon
805
McCormick & Company Non-Voting
MKC
$14.2B
$1.59M 0.02%
31,308
+2,414
+8% +$120K
HYT icon
806
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.59M 0.02%
145,237
+14,685
+11% +$163K
TEVA icon
807
Teva Pharmaceuticals
TEVA
$41.2B
$1.59M 0.02%
83,774
+7,694
+10% +$116K
ABB
808
DELISTED
ABB Ltd
ABB
$1.59M 0.02%
59,102
+6,856
+13% +$176K
PCN
809
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$1.58M 0.02%
91,832
-13,153
-13% -$223K
GWX icon
810
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$1.58M 0.02%
44,473
+26,643
+149% +$946K
HNI icon
811
HNI Corp
HNI
$3.59B
$1.58M 0.02%
40,850
-226
-0.6% -$8.28K
CLM icon
812
Cornerstone Strategic Value Fund
CLM
$2.25B
$1.57M 0.02%
103,341
-15,095
-13% -$224K
BHF icon
813
Brighthouse Financial
BHF
$3.5B
$1.57M 0.02%
26,806
+18,866
+238% +$1.12M
ARI
814
Apollo Commercial Real Estate
ARI
$885M
$1.57M 0.02%
85,114
+29,532
+53% +$545K
HBAN icon
815
Huntington Bancshares
HBAN
$35.5B
$1.56M 0.01%
107,529
+152
+0.1% +$2.14K
BTZ icon
816
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.56M 0.01%
117,276
+47,999
+69% +$641K
FPI
817
Farmland Partners
FPI
$432M
$1.56M 0.01%
179,809
+11,132
+7% +$99.8K
USO icon
818
United States Oil Fund
USO
$1.67B
$1.56M 0.01%
16,225
-2,415
-13% -$214K
JRI icon
819
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$1.55M 0.01%
87,281
+35,642
+69% +$632K
IDLV icon
820
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$1.55M 0.01%
45,907
+322
+0.7% +$10.8K
FNI
821
DELISTED
First Trust Chindia ETF
FNI
$1.54M 0.01%
38,940
+3,619
+10% +$141K
IGLB icon
822
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$1.53M 0.01%
24,154
+6,134
+34% +$383K
EFR
823
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$1.52M 0.01%
105,675
+11,164
+12% +$161K
DWIN
824
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$1.51M 0.01%
56,151
+143
+0.3% +$3.87K
NAD icon
825
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$1.51M 0.01%
107,328
-11,312
-10% -$159K
31 32
33
34 35

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.