We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
801
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$1.41M 0.02%
94,511
+10,112
+12% +$150K
UA icon
802
Under Armour Class C
UA
$2.53B
$1.41M 0.02%
93,273
+16,251
+21% +$274K
COR icon
803
Cencora
COR
$61.2B
$1.4M 0.02%
16,920
-888
-5% -$75.3K
GBX icon
804
The Greenbrier Companies
GBX
$1.46B
$1.4M 0.02%
29,033
-229
-0.8% -$10.2K
VTWO icon
805
Vanguard Russell 2000 ETF
VTWO
$17.4B
$1.38M 0.02%
23,240
+1,162
+5% +$65.7K
ICE icon
806
Intercontinental Exchange
ICE
$84.4B
$1.38M 0.02%
20,069
+293
+1% +$19.3K
SLYG icon
807
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$1.38M 0.01%
24,196
+4,304
+22% +$233K
AMP icon
808
Ameriprise Financial
AMP
$48.8B
$1.37M 0.01%
9,258
-588
-6% -$82.1K
KEYS icon
809
Keysight
KEYS
$58.3B
$1.37M 0.01%
32,930
-1,633
-5% -$66.9K
FDT icon
810
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$1.36M 0.01%
23,086
+10,310
+81% +$594K
PML
811
PIMCO Municipal Income Fund II
PML
$493M
$1.36M 0.01%
103,697
+2,689
+3% +$35.8K
CTSH icon
812
Cognizant
CTSH
$26B
$1.36M 0.01%
18,786
+8,300
+79% +$583K
BSCH
813
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.36M 0.01%
60,264
-2,257
-4% -$51K
PDBC icon
814
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$1.36M 0.01%
80,839
-14,832
-16% -$241K
FRC
815
DELISTED
First Republic Bank
FRC
$1.36M 0.01%
13,023
-864
-6% -$85.8K
KBE icon
816
State Street SPDR S&P Bank ETF
KBE
$1.71B
$1.36M 0.01%
30,133
+11,204
+59% +$480K
JKHY icon
817
Jack Henry & Associates
JKHY
$11.1B
$1.35M 0.01%
13,184
+264
+2% +$27.3K
CHKP icon
818
Check Point Software Technologies
CHKP
$13.1B
$1.35M 0.01%
11,870
-2,328
-16% -$256K
TEVA icon
819
Teva Pharmaceuticals
TEVA
$41.2B
$1.35M 0.01%
76,080
-4,471
-6% -$101K
FNI
820
DELISTED
First Trust Chindia ETF
FNI
$1.35M 0.01%
35,321
+8,915
+34% +$336K
ISD
821
PGIM High Yield Bond Fund
ISD
$419M
$1.35M 0.01%
88,198
+1,750
+2% +$26.7K
ANDV
822
DELISTED
Andeavor
ANDV
$1.34M 0.01%
13,004
+5,625
+76% +$554K
KRG icon
823
Kite Realty
KRG
$5.36B
$1.34M 0.01%
66,349
-14,266
-18% -$286K
WYNN icon
824
Wynn Resorts
WYNN
$10.6B
$1.34M 0.01%
9,003
+281
+3% +$38.3K
NVR icon
825
NVR
NVR
$17B
$1.34M 0.01%
469
+79
+20% +$212K
31 32
33
34 35

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.