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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
776
Calamos Strategic Total Return Fund
CSQ
$3.35B
$2.19M 0.02%
172,176
+20,918
+14% +$268K
GHY
777
PGIM Global High Yield Fund
GHY
$482M
$2.19M 0.02%
152,369
+1,006
+0.7% +$14.5K
IVR icon
778
Invesco Mortgage Capital
IVR
$802M
$2.19M 0.02%
14,274
-610
-4% -$96.8K
AIVL icon
779
WisdomTree US AI Enhanced Value Fund
AIVL
$434M
$2.18M 0.02%
24,996
-43
-0.2% -$3.68K
JPT
780
DELISTED
Nuveen Preferred and Income Fund
JPT
$2.18M 0.02%
89,656
+1,500
+2% +$36.5K
EWL icon
781
iShares MSCI Switzerland ETF
EWL
$2.23B
$2.18M 0.02%
57,830
-3,267
-5% -$122K
ALGN icon
782
Align Technology
ALGN
$12.3B
$2.18M 0.02%
12,060
-5,357
-31% -$1.11M
GWW icon
783
W.W. Grainger
GWW
$61.3B
$2.18M 0.02%
7,330
-1,440
-16% -$400K
VOOG icon
784
Vanguard S&P 500 Growth ETF
VOOG
$27.1B
$2.18M 0.02%
80,712
+39,732
+97% +$1.08M
DPG
785
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$2.17M 0.02%
136,442
-1,195
-0.9% -$18.5K
FCOM icon
786
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$2.16M 0.01%
65,438
-16,376
-20% -$552K
WBS icon
787
Webster Financial
WBS
$12.8B
$2.16M 0.01%
46,084
+25,796
+127% +$1.22M
BALL icon
788
Ball Corp
BALL
$16.6B
$2.16M 0.01%
29,664
+11,550
+64% +$861K
VKI icon
789
Invesco Advantage Municipal Income Trust II
VKI
$398M
$2.16M 0.01%
191,847
+8,960
+5% +$101K
GPN icon
790
Global Payments
GPN
$22.7B
$2.15M 0.01%
13,543
+6,249
+86% +$1.02M
PEN icon
791
Penumbra
PEN
$12.9B
$2.14M 0.01%
15,939
-335
-2% -$51.8K
APH icon
792
Amphenol
APH
$206B
$2.14M 0.01%
88,988
+872
+1% +$20.1K
PML
793
PIMCO Municipal Income Fund II
PML
$496M
$2.13M 0.01%
135,627
+9,659
+8% +$150K
AMP icon
794
Ameriprise Financial
AMP
$49.7B
$2.12M 0.01%
14,437
-468
-3% -$65.6K
NEM icon
795
Newmont
NEM
$124B
$2.11M 0.01%
55,659
+2,252
+4% +$87.5K
NVO
796
Novo Nordisk
NVO
$207B
$2.11M 0.01%
81,580
+3,518
+5% +$89K
MMT
797
Aberdeen Multi-Market Income Fund
MMT
$244M
$2.11M 0.01%
356,342
+89,627
+34% +$525K
CIM
798
Chimera Investment
CIM
$996M
$2.1M 0.01%
35,704
+3,740
+12% +$218K
BAB icon
799
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$2.09M 0.01%
64,438
+1,502
+2% +$48.2K
BSCJ
800
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.08M 0.01%
99,000
-95,448
-49% -$2.01M
30 31
32
33 34

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.