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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
776
The Mosaic Company
MOS
$7.44B
$679K 0.02%
14,853
+10,855
+272% +$481K
RWM icon
777
ProShares Short Russell2000
RWM
$100M
$679K 0.02%
10,857
-21,813
-67% -$1.42M
IONS icon
778
Ionis Pharmaceuticals
IONS
$9.33B
$678K 0.02%
11,052
+2,301
+26% +$114K
SCHG icon
779
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$678K 0.02%
104,736
+35,504
+51% +$224K
LLL
780
DELISTED
L3 Technologies, Inc.
LLL
$677K 0.02%
5,357
+191
+4% +$22.8K
IOC
781
DELISTED
Interoil Corporation
IOC
$677K 0.02%
13,880
-1,010
-7% -$54K
ENB icon
782
Enbridge
ENB
$113B
$676K 0.02%
13,152
+10,304
+362% +$485K
FAM
783
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$673K 0.01%
55,968
+15,192
+37% +$195K
OTEX icon
784
Open Text
OTEX
$5.87B
$672K 0.01%
23,042
+1,002
+5% +$28.4K
GWW icon
785
W.W. Grainger
GWW
$61.7B
$668K 0.01%
2,623
+644
+33% +$159K
SPWR
786
DELISTED
SunPower Corporation Common Stock
SPWR
$668K 0.01%
39,496
+21,722
+122% +$403K
MKC icon
787
McCormick & Company Non-Voting
MKC
$14.2B
$667K 0.01%
17,942
+3,862
+27% +$138K
DJP icon
788
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$817M
$666K 0.01%
22,234
+432
+2% +$14.3K
KEY icon
789
KeyCorp
KEY
$24.4B
$665K 0.01%
47,730
+15,873
+50% +$211K
GXC icon
790
State Street SPDR S&P China ETF
GXC
$478M
$664K 0.01%
8,336
+523
+7% +$41K
SABA
791
Saba Capital Income & Opportunities Fund II
SABA
$222M
$664K 0.01%
46,237
+41,533
+883% +$636K
WR
792
DELISTED
Westar Energy Inc
WR
$664K 0.01%
16,105
+7,785
+94% +$297K
ELD icon
793
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$660K 0.01%
15,874
-15,626
-50% -$682K
BSCF
794
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$660K 0.01%
30,438
+18,258
+150% +$396K
IFF icon
795
International Flavors & Fragrances
IFF
$21.8B
$659K 0.01%
6,499
-138
-2% -$13.6K
CMO
796
DELISTED
Capstead Mortgage Corp.
CMO
$659K 0.01%
53,666
+14,255
+36% +$181K
CSIQ icon
797
Canadian Solar
CSIQ
$1.08B
$658K 0.01%
27,199
+8,174
+43% +$222K
APA icon
798
APA Corp
APA
$14.3B
$657K 0.01%
10,448
+1,502
+17% +$107K
RQI icon
799
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$656K 0.01%
53,809
+2,669
+5% +$30.8K
HTS
800
DELISTED
HATTERAS FINANCIAL CORP
HTS
$655K 0.01%
35,555
-4,290
-11% -$81K
30 31
32
33 34

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.