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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
776
DELISTED
AGL Resources Inc
GAS
$512K 0.01%
9,979
-2,020
-17% -$107K
NWE icon
777
NorthWestern Energy
NWE
$4.35B
$510K 0.01%
11,250
-5,009
-31% -$241K
LVLT
778
DELISTED
Level 3 Communications Inc
LVLT
$510K 0.01%
11,157
-221
-2% -$9.81K
ILCB icon
779
iShares Morningstar US Equity ETF
ILCB
$1.32B
$509K 0.01%
17,680
+7,028
+66% +$202K
BWP
780
DELISTED
Boardwalk Pipeline Partners
BWP
$509K 0.01%
27,194
+5,346
+24% +$102K
AIVI icon
781
WisdomTree International AI Enhanced Value Fund
AIVI
$63.2M
$508K 0.01%
10,845
-7,486
-41% -$370K
SHI
782
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$506K 0.01%
15,135
-697
-4% -$22.5K
SITC icon
783
SITE Centers
SITC
$158M
$505K 0.01%
23,425
+55
+0.2% +$1.25K
VNR
784
DELISTED
Vanguard Natural Resources, LLC
VNR
$503K 0.01%
18,326
-821
-4% -$24.8K
ACAS
785
DELISTED
American Capital Ltd
ACAS
$503K 0.01%
35,512
-471
-1% -$7.19K
ADAM
786
Adamas Trust
ADAM
$924M
$502K 0.01%
17,381
+31
+0.2% +$965
RWO icon
787
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$502K 0.01%
11,313
-422
-4% -$19.7K
BPL
788
DELISTED
Buckeye Partners, L.P.
BPL
$499K 0.01%
6,264
-22
-0.3% -$1.75K
DDD icon
789
3D Systems Corp
DDD
$626M
$498K 0.01%
10,746
+1,857
+21% +$96.8K
GWW icon
790
W.W. Grainger
GWW
$61.7B
$498K 0.01%
1,979
+95
+5% +$23.3K
BDC icon
791
Belden
BDC
$5.33B
$497K 0.01%
7,770
+249
+3% +$18K
AGZD icon
792
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$496K 0.01%
+19,928
New +$497K
DFP
793
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$494K 0.01%
21,870
+3,200
+17% +$72.8K
KBE icon
794
State Street SPDR S&P Bank ETF
KBE
$1.73B
$494K 0.01%
15,465
-1,576
-9% -$51.2K
KDP icon
795
Keurig Dr Pepper
KDP
$39.6B
$492K 0.01%
7,648
+463
+6% +$28.3K
STT icon
796
State Street
STT
$51.6B
$491K 0.01%
6,703
-1,004
-13% -$71.5K
SPIP icon
797
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$489K 0.01%
17,554
-2,174
-11% -$61.8K
LL
798
DELISTED
LL Flooring Holdings, Inc.
LL
$488K 0.01%
8,508
-7,587
-47% -$442K
ARLP icon
799
Alliance Resource Partners
ARLP
$3.16B
$486K 0.01%
11,342
+26
+0.2% +$1.24K
IEO icon
800
iShares US Oil & Gas Exploration & Production ETF
IEO
$583M
$484K 0.01%
5,563
+309
+6% +$28.8K
30 31
32
33 34

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.