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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
726
Seagate
STX
$184B
$1.63M 0.02%
49,193
-2,548
-5% -$86.6K
AFL icon
727
Aflac
AFL
$62.6B
$1.63M 0.02%
40,000
-6,928
-15% -$279K
UAA icon
728
Under Armour
UAA
$2.6B
$1.63M 0.02%
98,915
-10,307
-9% -$189K
ALK icon
729
Alaska Air
ALK
$5.58B
$1.62M 0.02%
21,192
+10,652
+101% +$871K
FNDA icon
730
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$1.62M 0.02%
89,198
-100,642
-53% -$1.75M
QDEF icon
731
FlexShares Quality Dividend Defensive Index Fund
QDEF
$562M
$1.62M 0.02%
38,917
+1,086
+3% +$44.4K
NSL
732
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.61M 0.02%
241,048
-414,225
-63% -$2.77M
IVOO icon
733
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$1.61M 0.02%
26,688
-12,224
-31% -$719K
NVG icon
734
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.61M 0.02%
104,687
+11,157
+12% +$173K
EUSA icon
735
iShares MSCI USA Equal Weighted ETF
EUSA
$1.93B
$1.61M 0.02%
30,666
-300,738
-91% -$15.5M
DGRO icon
736
iShares Core Dividend Growth ETF
DGRO
$43.6B
$1.59M 0.02%
49,088
+3,486
+8% +$111K
IYK icon
737
iShares US Consumer Staples ETF
IYK
$1.43B
$1.59M 0.02%
39,543
-10,818
-21% -$438K
SRLN icon
738
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.59M 0.02%
33,518
-5,127
-13% -$243K
SHOP icon
739
Shopify
SHOP
$195B
$1.58M 0.02%
135,400
+50,100
+59% +$512K
MRO
740
DELISTED
Marathon Oil Corporation
MRO
$1.57M 0.02%
115,932
+19,404
+20% +$230K
PXD
741
DELISTED
Pioneer Natural Resource Co.
PXD
$1.57M 0.02%
10,649
-2,205
-17% -$317K
AB icon
742
AllianceBernstein
AB
$3.47B
$1.57M 0.02%
64,608
+12,961
+25% +$312K
ACWI icon
743
iShares MSCI ACWI ETF
ACWI
$33.4B
$1.57M 0.02%
22,791
+19,919
+694% +$1.34M
EWC icon
744
iShares MSCI Canada ETF
EWC
$6.46B
$1.57M 0.02%
54,098
+301
+0.6% +$8.38K
DCP
745
DELISTED
DCP Midstream, LP
DCP
$1.56M 0.02%
45,132
-104
-0.2% -$3.42K
ELV icon
746
Elevance Health
ELV
$85.5B
$1.56M 0.02%
8,219
+1,109
+16% +$211K
NEO icon
747
NeoGenomics
NEO
$2.13B
$1.56M 0.02%
139,892
-1,847
-1% -$18K
USO icon
748
United States Oil Fund
USO
$1.67B
$1.55M 0.02%
18,640
+46
+0.2% +$3.62K
INTU icon
749
Intuit
INTU
$89B
$1.55M 0.02%
10,902
-278
-2% -$38.4K
TLTD icon
750
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$689M
$1.55M 0.02%
23,200
-231
-1% -$15K
28 29
30
31 32

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.