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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCA
726
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$934K 0.02%
59,903
+38,728
+183% +$587K
FCE.A
727
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$934K 0.02%
42,563
-10,644
-20% -$232K
IVR icon
728
Invesco Mortgage Capital
IVR
$802M
$933K 0.02%
7,531
+551
+8% +$70.1K
IEO icon
729
iShares US Oil & Gas Exploration & Production ETF
IEO
$580M
$930K 0.02%
17,564
+13,254
+308% +$798K
GBAB
730
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$926K 0.02%
42,427
+3,929
+10% +$85.6K
ZBH icon
731
Zimmer Biomet
ZBH
$18.6B
$926K 0.02%
9,304
-458
-5% -$44.8K
CIT
732
DELISTED
CIT Group Inc.
CIT
$919K 0.02%
23,143
+1,114
+5% +$46.8K
LRCX icon
733
Lam Research
LRCX
$389B
$917K 0.02%
115,470
+18,510
+19% +$139K
ITM icon
734
VanEck Intermediate Muni ETF
ITM
$2.13B
$915K 0.02%
19,081
-349
-2% -$16.5K
AGR
735
DELISTED
Avangrid, Inc.
AGR
$913K 0.02%
+23,785
New +$865K
EWC icon
736
iShares MSCI Canada ETF
EWC
$6.49B
$911K 0.02%
42,354
-2,121
-5% -$49.2K
FLTB icon
737
Fidelity Limited Term Bond ETF
FLTB
$434M
$911K 0.02%
+18,335
New +$919K
LH icon
738
Labcorp
LH
$26.1B
$911K 0.02%
8,586
-409
-5% -$42.2K
OMC icon
739
Omnicom Group
OMC
$23.5B
$910K 0.02%
12,043
+144
+1% +$10.6K
FEN
740
DELISTED
First Trust Energy Income and Growth Fund
FEN
$908K 0.02%
39,491
+1,997
+5% +$48.5K
ATVI
741
DELISTED
Activision Blizzard
ATVI
$907K 0.02%
23,453
+3,087
+15% +$111K
GNMA icon
742
iShares GNMA Bond ETF
GNMA
$431M
$904K 0.02%
18,048
+295
+2% +$14.8K
INFN
743
DELISTED
Infinera Corporation Common Stock
INFN
$900K 0.02%
49,667
-125
-0.3% -$2.49K
RWX icon
744
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$896K 0.02%
22,900
-379
-2% -$15.3K
PBJ icon
745
Invesco Food & Beverage ETF
PBJ
$107M
$894K 0.02%
27,761
+10,528
+61% +$345K
NYF icon
746
iShares New York Muni Bond ETF
NYF
$1.41B
$889K 0.02%
15,894
-362
-2% -$20.1K
XSD icon
747
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$888K 0.02%
20,334
+90
+0.4% +$3.86K
EFX icon
748
Equifax
EFX
$21.2B
$887K 0.02%
7,975
+5,476
+219% +$592K
HIG icon
749
Hartford Financial Services
HIG
$38.5B
$887K 0.02%
20,415
-9,820
-32% -$450K
VFC icon
750
VF Corp
VFC
$5.88B
$886K 0.02%
15,135
+294
+2% +$18.4K
28 29
30
31 32

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.