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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
51
iShares Core MSCI EAFE ETF
IEFA
$196B
$46.3M 0.39%
722,933
+277,894
+62% +$17.7M
VOT icon
52
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$46.1M 0.39%
323,418
+21,677
+7% +$3.04M
VOE icon
53
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$45.5M 0.38%
402,263
+82,253
+26% +$9.35M
LQD icon
54
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$44.8M 0.38%
390,490
+87,833
+29% +$10.1M
JPIN icon
55
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$44.5M 0.37%
762,922
-107,996
-12% -$6.24M
IWS icon
56
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$44.5M 0.37%
492,781
+49,005
+11% +$4.44M
BIV icon
57
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$41.8M 0.35%
519,748
+42,057
+9% +$3.4M
VB icon
58
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$40.9M 0.34%
251,803
+4,756
+2% +$769K
VCSH icon
59
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$40.7M 0.34%
520,772
+36,818
+8% +$2.88M
MTUM icon
60
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$40.4M 0.34%
339,254
-505,721
-60% -$58.2M
LMT icon
61
Lockheed Martin
LMT
$136B
$39.5M 0.33%
114,084
+10,696
+10% +$3.45M
MMM icon
62
3M
MMM
$94.3B
$39.3M 0.33%
222,906
+24,864
+13% +$4.28M
HD icon
63
Home Depot
HD
$355B
$38.5M 0.32%
185,926
+4,609
+3% +$928K
INTC icon
64
Intel
INTC
$513B
$38.1M 0.32%
806,880
+18,405
+2% +$896K
VO icon
65
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$38M 0.32%
925,868
+60,820
+7% +$2.48M
EMB icon
66
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$37.8M 0.32%
351,175
+31,554
+10% +$3.39M
ANGL icon
67
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$37.5M 0.31%
1,290,939
+214,682
+20% +$6.21M
VBK icon
68
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$37.1M 0.31%
198,343
+87,998
+80% +$16.2M
EFAV icon
69
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$37M 0.31%
507,766
-68,220
-12% -$4.92M
ISTB icon
70
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$36.8M 0.31%
751,496
+203,620
+37% +$9.98M
SHV icon
71
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$36.5M 0.31%
330,729
+307,982
+1,354% +$34M
VXUS icon
72
Vanguard Total International Stock ETF
VXUS
$163B
$35.9M 0.3%
664,816
+208,355
+46% +$11.3M
VNQ icon
73
Vanguard Real Estate ETF
VNQ
$39.1B
$35.8M 0.3%
443,702
-657
-0.1% -$54.1K
VHT icon
74
Vanguard Health Care ETF
VHT
$18.7B
$35.4M 0.3%
195,982
+37,168
+23% +$6.39M
AGG icon
75
iShares Core US Aggregate Bond ETF
AGG
$138B
$35.3M 0.3%
334,996
-68,218
-17% -$7.24M
1 2
3
4 5

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.