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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGC
676
Canopy Growth
CGC
$422M
$2.82M 0.02%
12,303
+2,009
+20% +$614K
ROKU icon
677
Roku
ROKU
$22.4B
$2.82M 0.02%
27,711
-2,781
-9% -$340K
TTD icon
678
Trade Desk
TTD
$6.37B
$2.8M 0.02%
149,510
+16,790
+13% +$400K
ILTB icon
679
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$2.8M 0.02%
40,322
+2,509
+7% +$171K
CFR icon
680
Cullen/Frost Bankers
CFR
$10.3B
$2.79M 0.02%
31,557
+488
+2% +$43.3K
XLG icon
681
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$2.79M 0.02%
131,230
-1,030
-0.8% -$21.8K
LGIH icon
682
LGI Homes
LGIH
$1.34B
$2.78M 0.02%
33,406
-2,925
-8% -$224K
PTIN icon
683
Pacer Trendpilot International ETF
PTIN
$187M
$2.78M 0.02%
110,475
+109,878
+18,405% +$2.74M
STX icon
684
Seagate
STX
$186B
$2.77M 0.02%
51,580
+5,477
+12% +$269K
DOC icon
685
Healthpeak Properties
DOC
$14.1B
$2.77M 0.02%
77,875
-495
-0.6% -$16.7K
ZBH icon
686
Zimmer Biomet
ZBH
$18.5B
$2.77M 0.02%
20,809
+344
+2% +$44.4K
PDBC icon
687
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.66B
$2.77M 0.02%
177,321
+8,840
+5% +$141K
VNQI icon
688
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$2.74M 0.02%
46,782
-32,132
-41% -$1.88M
DLS icon
689
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$2.74M 0.02%
43,062
-856
-2% -$54.1K
TT icon
690
Trane Technologies
TT
$106B
$2.74M 0.02%
22,212
+3,108
+16% +$379K
AB icon
691
AllianceBernstein
AB
$3.46B
$2.73M 0.02%
93,120
+2,276
+3% +$66.1K
VRSK icon
692
Verisk Analytics
VRSK
$23.6B
$2.73M 0.02%
17,251
+5,325
+45% +$826K
XHE icon
693
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$2.72M 0.02%
34,875
-27,911
-44% -$2.24M
SNY icon
694
Sanofi
SNY
$104B
$2.72M 0.02%
58,618
+3,930
+7% +$169K
ABUS icon
695
Arbutus Biopharma
ABUS
$923M
$2.71M 0.02%
1,774,915
– –
WPM icon
696
Wheaton Precious Metals
WPM
$61B
$2.7M 0.02%
102,914
-10,483
-9% -$282K
VTWO icon
697
Vanguard Russell 2000 ETF
VTWO
$17.3B
$2.7M 0.02%
44,332
-690
-2% -$42.4K
SAR icon
698
Saratoga Investment
SAR
$315M
$2.69M 0.02%
108,785
-15,521
-12% -$383K
GPC icon
699
Genuine Parts
GPC
$18.6B
$2.69M 0.02%
26,933
+8,634
+47% +$829K
TTE icon
700
TotalEnergies
TTE
$195B
$2.68M 0.02%
51,561
-3,996
-7% -$207K
26 27
28
29 30

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.