We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
676
Yum China
YUMC
$16.3B
$1.81M 0.02%
45,387
-114
-0.3% -$4.25K
SUB icon
677
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.81M 0.02%
17,114
-1,287
-7% -$137K
TWX
678
DELISTED
Time Warner Inc
TWX
$1.81M 0.02%
17,634
-3,909
-18% -$396K
VFC icon
679
VF Corp
VFC
$5.89B
$1.81M 0.02%
30,098
+7,534
+33% +$435K
AIG icon
680
American International
AIG
$41.3B
$1.8M 0.02%
29,332
-4,376
-13% -$273K
DEM icon
681
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.79M 0.02%
41,712
+4,942
+13% +$213K
BSJI
682
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.79M 0.02%
70,756
+37,150
+111% +$939K
SPYV icon
683
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.79M 0.02%
61,404
-1,408
-2% -$40.3K
HE icon
684
Hawaiian Electric Industries
HE
$2.14B
$1.79M 0.02%
53,662
+3,362
+7% +$111K
TD icon
685
Toronto Dominion Bank
TD
$200B
$1.79M 0.02%
31,759
+739
+2% +$38.8K
COL
686
DELISTED
Rockwell Collins
COL
$1.78M 0.02%
13,594
-5,880
-30% -$714K
TTE icon
687
TotalEnergies
TTE
$190B
$1.78M 0.02%
3,076,574
+46,795
+2% +$25.9K
RNP icon
688
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.77M 0.02%
83,616
+22,334
+36% +$467K
PPG icon
689
PPG Industries
PPG
$26.6B
$1.77M 0.02%
16,250
+165
+1% +$17.6K
RA
690
Brookfield Real Assets Income Fund
RA
$708M
$1.77M 0.02%
74,318
+5,638
+8% +$134K
TRGP icon
691
Targa Resources
TRGP
$55.1B
$1.76M 0.02%
37,295
+5,885
+19% +$267K
SQM icon
692
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.76M 0.02%
31,673
+481
+2% +$21.6K
DNP icon
693
DNP Select Income Fund
DNP
$4.09B
$1.75M 0.02%
153,228
+600
+0.4% +$6.78K
BAB icon
694
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$1.74M 0.02%
57,321
+1,786
+3% +$54.2K
MOS icon
695
The Mosaic Company
MOS
$7.33B
$1.74M 0.02%
80,657
+1,638
+2% +$35.5K
PX
696
DELISTED
Praxair Inc
PX
$1.74M 0.02%
12,421
-309
-2% -$41.2K
CLM icon
697
Cornerstone Strategic Value Fund
CLM
$2.25B
$1.73M 0.02%
118,436
+33,525
+39% +$489K
STM icon
698
STMicroelectronics
STM
$50B
$1.73M 0.02%
88,934
+2,392
+3% +$41.3K
PID icon
699
Invesco International Dividend Achievers ETF
PID
$919M
$1.72M 0.02%
106,558
+34,646
+48% +$546K
RCL icon
700
Royal Caribbean
RCL
$85.6B
$1.72M 0.02%
14,499
+8,016
+124% +$937K
26 27
28
29 30

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.