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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
626
DELISTED
Activision Blizzard
ATVI
$609K 0.02%
34,167
+683
+2% +$11.7K
PGJ icon
627
Invesco Golden Dragon China ETF
PGJ
$100M
$607K 0.02%
20,035
-2,363
-11% -$69K
RWM icon
628
ProShares Short Russell2000
RWM
$101M
$606K 0.02%
8,897
+2,137
+32% +$152K
SHI
629
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$606K 0.02%
13,713
-8,133
-37% -$220K
TM icon
630
Toyota
TM
$224B
$605K 0.02%
4,974
+821
+20% +$103K
BRCM
631
DELISTED
BROADCOM CORP CL-A
BRCM
$604K 0.02%
20,467
-113
-0.5% -$3.08K
DPD
632
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$603K 0.02%
38,707
+6,770
+21% +$104K
GVI icon
633
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$598K 0.02%
5,461
+4,093
+299% +$450K
GTLS
634
DELISTED
Chart Industries
GTLS
$597K 0.02%
6,238
+271
+5% +$28.5K
MMS icon
635
Maximus
MMS
$2.9B
$597K 0.02%
13,125
-2,495
-16% -$115K
ELV icon
636
Elevance Health
ELV
$86.2B
$596K 0.02%
6,472
+766
+13% +$68.1K
IWC icon
637
iShares Micro-Cap ETF
IWC
$1.49B
$595K 0.02%
7,916
+1,163
+17% +$82.7K
TAL
638
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$593K 0.02%
10,344
+229
+2% +$11.8K
OMC icon
639
Omnicom Group
OMC
$23.2B
$590K 0.02%
7,937
+2,908
+58% +$200K
TD icon
640
Toronto Dominion Bank
TD
$200B
$590K 0.02%
12,522
+2,808
+29% +$128K
HTS
641
DELISTED
HATTERAS FINANCIAL CORP
HTS
$589K 0.02%
36,024
-5,151
-13% -$90K
TXN icon
642
Texas Instruments
TXN
$256B
$587K 0.02%
13,443
+541
+4% +$22.6K
PWP
643
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$587K 0.02%
23,724
– –
INFA
644
DELISTED
INFORMATICA CORP
INFA
$584K 0.02%
14,076
-306
-2% -$11.9K
PFLT icon
645
PennantPark Floating Rate Capital
PFLT
$734M
$582K 0.02%
42,400
-21,547
-34% -$292K
VHC icon
646
VirnetX Holding Corp
VHC
$60.1M
$580K 0.02%
1,495
-233
-13% -$92.8K
ORC
647
Orchid Island Capital
ORC
$1.3B
$575K 0.02%
8,849
-573
-6% -$34.8K
MIE
648
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$575K 0.02%
31,367
+30,074
+2,326% +$519K
WT icon
649
WisdomTree
WT
$3.36B
$572K 0.02%
32,295
+30,195
+1,438% +$430K
PRGS icon
650
Progress Software
PRGS
$1.78B
$571K 0.02%
22,111
+22,107
+552,675% +$572K
24 25
26
27 28

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.