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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
601
First Trust Long/Short Equity ETF
FTLS
$2.49B
$1.65M 0.02%
48,162
+18,088
+60% +$608K
VXX
602
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.64M 0.02%
16,102
+11,755
+270% +$1.41M
TROW icon
603
T. Rowe Price
TROW
$24.3B
$1.64M 0.02%
21,860
-488
-2% -$34.6K
NGL icon
604
NGL Energy Partners
NGL
$2.16B
$1.64M 0.02%
77,879
+4,764
+7% +$89.7K
AVGO icon
605
Broadcom
AVGO
$1.99T
$1.63M 0.02%
92,530
+12,610
+16% +$218K
MKC icon
606
McCormick & Company Non-Voting
MKC
$14.2B
$1.63M 0.02%
34,950
-2,228
-6% -$104K
RWO icon
607
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$1.62M 0.02%
34,560
+3,257
+10% +$151K
CHL
608
DELISTED
China Mobile Limited
CHL
$1.62M 0.02%
30,841
+1,620
+6% +$91K
CCP
609
DELISTED
Care Capital Properties, Inc.
CCP
$1.61M 0.02%
64,921
+47,016
+263% +$1.18M
RSPM icon
610
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$1.61M 0.02%
88,270
+8,870
+11% +$157K
AGGY icon
611
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$1.61M 0.02%
32,423
-2,453
-7% -$124K
EWL icon
612
iShares MSCI Switzerland ETF
EWL
$2.24B
$1.61M 0.02%
54,595
+18,029
+49% +$526K
BUD icon
613
AB InBev
BUD
$159B
$1.6M 0.02%
14,873
-3,111
-17% -$349K
DJP icon
614
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$817M
$1.59M 0.02%
65,832
+59,258
+901% +$1.4M
PHO icon
615
Invesco Water Resources ETF
PHO
$2.09B
$1.59M 0.02%
64,804
+642
+1% +$15.6K
CF icon
616
CF Industries
CF
$17.9B
$1.59M 0.02%
50,463
+32,724
+184% +$880K
QDEF icon
617
FlexShares Quality Dividend Defensive Index Fund
QDEF
$561M
$1.58M 0.02%
40,806
-520
-1% -$19.7K
SCG
618
DELISTED
Scana
SCG
$1.57M 0.02%
21,624
+7,295
+51% +$521K
BSCI
619
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.57M 0.02%
74,121
+8,188
+12% +$174K
AVB icon
620
AvalonBay Communities
AVB
$26.1B
$1.56M 0.02%
8,831
+4,706
+114% +$793K
DWIN
621
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$1.56M 0.02%
57,104
-53,665
-48% -$1.45M
TD icon
622
Toronto Dominion Bank
TD
$201B
$1.56M 0.02%
31,638
-4,588
-13% -$214K
PIV
623
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$1.55M 0.02%
59,770
+15,515
+35% +$403K
EWZ icon
624
iShares MSCI Brazil ETF
EWZ
$8.64B
$1.55M 0.02%
46,492
+29,471
+173% +$1.01M
SNA icon
625
Snap-on
SNA
$21.4B
$1.55M 0.02%
9,092
+1,093
+14% +$178K
23 24
25
26 27

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.