We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
601
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.21M 0.02%
11,397
+1,664
+17% +$176K
NI icon
602
NiSource
NI
$20B
$1.2M 0.02%
61,590
+16,969
+38% +$326K
CVY icon
603
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.2M 0.02%
65,910
-22,805
-26% -$436K
BSRR icon
604
Sierra Bancorp
BSRR
$516M
$1.2M 0.02%
67,742
+63
+0.1% +$1.09K
INGR icon
605
Ingredion
INGR
$6.53B
$1.19M 0.02%
12,469
+386
+3% +$36.6K
MS icon
606
Morgan Stanley
MS
$338B
$1.19M 0.02%
37,395
-726
-2% -$24.1K
BTI icon
607
British American Tobacco
BTI
$123B
$1.19M 0.02%
21,496
-1,350
-6% -$77.4K
FGD icon
608
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1.19M 0.02%
54,480
-14,495
-21% -$325K
SYK icon
609
Stryker
SYK
$133B
$1.18M 0.02%
12,708
+2,498
+24% +$239K
RF icon
610
Regions Financial
RF
$26.8B
$1.18M 0.02%
122,776
+75,976
+162% +$729K
ABMD
611
DELISTED
Abiomed Inc
ABMD
$1.18M 0.02%
13,055
+11,000
+535% +$934K
FAX
612
abrdn Asia-Pacific Income Fund
FAX
$604M
$1.18M 0.02%
42,846
+13,512
+46% +$372K
HQL
613
abrdn Life Sciences Investors
HQL
$633M
$1.18M 0.02%
49,713
+1,005
+2% +$24.9K
STX icon
614
Seagate
STX
$182B
$1.18M 0.02%
32,048
+20,621
+180% +$785K
MTB icon
615
M&T Bank
MTB
$36.3B
$1.17M 0.02%
9,674
-44
-0.5% -$5.36K
A icon
616
Agilent Technologies
A
$42B
$1.17M 0.02%
27,976
+839
+3% +$32.5K
HYT icon
617
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.17M 0.02%
119,663
+11,459
+11% +$115K
FCX icon
618
Freeport-McMoran
FCX
$98.7B
$1.17M 0.02%
172,684
+9,512
+6% +$90.6K
NOV icon
619
NOV
NOV
$7.38B
$1.16M 0.02%
34,621
+12,555
+57% +$467K
GAS
620
DELISTED
AGL Resources Inc
GAS
$1.16M 0.02%
18,181
+724
+4% +$45.2K
ADBE icon
621
Adobe
ADBE
$109B
$1.16M 0.02%
12,328
+4,036
+49% +$363K
LVLT
622
DELISTED
Level 3 Communications Inc
LVLT
$1.16M 0.02%
21,269
+394
+2% +$19.7K
BSCH
623
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.16M 0.02%
51,274
+425
+0.8% +$9.63K
EEMV icon
624
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$1.15M 0.02%
23,701
+7,576
+47% +$387K
PKO
625
DELISTED
Pimco Income Opportunity Fund
PKO
$1.15M 0.02%
54,483
+8,462
+18% +$191K
23 24
25
26 27

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.