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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
576
Idexx Laboratories
IDXX
$46.6B
$3.74M 0.03%
13,745
-3,051
-18% -$849K
PHO icon
577
Invesco Water Resources ETF
PHO
$2.09B
$3.74M 0.03%
102,088
-5,276
-5% -$190K
IRM icon
578
Iron Mountain
IRM
$36.5B
$3.73M 0.03%
115,275
+19,633
+21% +$617K
NUE icon
579
Nucor
NUE
$62.1B
$3.73M 0.03%
73,212
+13,245
+22% +$692K
PHK
580
PIMCO High Income Fund
PHK
$876M
$3.72M 0.03%
480,504
+51,790
+12% +$409K
PFLT icon
581
PennantPark Floating Rate Capital
PFLT
$748M
$3.71M 0.03%
320,335
+6,088
+2% +$70.6K
IBND icon
582
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$3.71M 0.03%
111,440
+29,781
+36% +$1.01M
PDN icon
583
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$3.7M 0.03%
125,586
+3,496
+3% +$103K
AOA icon
584
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$3.7M 0.03%
67,374
+18,332
+37% +$999K
STWD icon
585
Starwood Property Trust
STWD
$6.21B
$3.69M 0.03%
152,201
+29,241
+24% +$689K
SJM icon
586
J.M. Smucker
SJM
$12.6B
$3.69M 0.03%
33,501
+3,277
+11% +$365K
SMAR
587
DELISTED
Smartsheet Inc.
SMAR
$3.67M 0.03%
102,000
-3,768
-4% -$179K
IWC icon
588
iShares Micro-Cap ETF
IWC
$1.5B
$3.66M 0.03%
41,527
-131
-0.3% -$11.8K
VAW icon
589
Vanguard Materials ETF
VAW
$3.11B
$3.65M 0.03%
28,901
+12,695
+78% +$1.59M
SKYY icon
590
First Trust Cloud Computing ETF
SKYY
$3.23B
$3.64M 0.03%
64,549
+12,100
+23% +$701K
AGGY icon
591
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
$3.63M 0.03%
69,371
-30,874
-31% -$1.6M
KHC icon
592
Kraft Heinz
KHC
$29.2B
$3.6M 0.02%
129,043
+50,199
+64% +$1.44M
DYLS
593
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$3.6M 0.02%
130,778
+5,026
+4% +$138K
CDC icon
594
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$745M
$3.58M 0.02%
76,932
-2,310
-3% -$105K
NVR icon
595
NVR
NVR
$17.1B
$3.57M 0.02%
960
-150
-14% -$528K
USIG icon
596
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3.56M 0.02%
61,144
-15,324
-20% -$884K
KRE icon
597
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$3.53M 0.02%
66,807
-7,574
-10% -$396K
CNI icon
598
Canadian National Railway
CNI
$76.4B
$3.52M 0.02%
39,221
+1,513
+4% +$140K
VIGI icon
599
Vanguard International Dividend Appreciation ETF
VIGI
$9.26B
$3.51M 0.02%
52,763
-733
-1% -$48.8K
CFFI icon
600
C&F Financial
CFFI
$284M
$3.51M 0.02%
66,615
+4
+0% +$204
22 23
24
25 26

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.