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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
576
UnitedHealth
UNH
$371B
$628K 0.02%
8,801
-2,850
-24% -$204K
AFL icon
577
Aflac
AFL
$61.2B
$623K 0.02%
20,042
+3,392
+20% +$102K
ACG
578
DELISTED
AllianceBernstein Income Fund Inc
ACG
$622K 0.02%
88,413
-1,194
-1% -$8.45K
COO icon
579
Cooper Companies
COO
$14.9B
$621K 0.02%
19,020
+17,824
+1,490% +$575K
EEFT icon
580
Euronet Worldwide
EEFT
$2.65B
$620K 0.02%
15,546
+1,027
+7% +$37.1K
EWP icon
581
iShares MSCI Spain ETF
EWP
$2.2B
$620K 0.02%
17,836
-3,100
-15% -$97.6K
IRF
582
DELISTED
INTL RECTIFIER CORP
IRF
$617K 0.02%
24,925
-282
-1% -$6.82K
ACWX icon
583
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$611K 0.02%
13,643
+234
+2% +$10.1K
APD icon
584
Air Products & Chemicals
APD
$68.6B
$606K 0.02%
6,149
+159
+3% +$15.1K
EZM icon
585
WisdomTree US MidCap Fund
EZM
$952M
$606K 0.02%
23,088
+5,814
+34% +$149K
ODFL icon
586
Old Dominion Freight Line
ODFL
$44.1B
$606K 0.02%
41,736
+6,318
+18% +$93.9K
TWX
587
DELISTED
Time Warner Inc
TWX
$606K 0.02%
9,614
+40
+0.4% +$2.39K
CBRL icon
588
Cracker Barrel
CBRL
$1.25B
$605K 0.02%
6,131
+656
+12% +$65.7K
IJS icon
589
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$598K 0.02%
11,722
+2,132
+22% +$106K
TULP
590
Bloomia Holdings
TULP
$16.7M
$598K 0.02%
31,950
-9,106
-22% -$159K
RFG icon
591
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$597K 0.02%
26,860
+20,500
+322% +$442K
PRXL
592
DELISTED
Parexel International Corp
PRXL
$595K 0.02%
12,721
+2,046
+19% +$100K
MANH icon
593
Manhattan Associates
MANH
$11.4B
$594K 0.02%
+27,168
New +$599K
SIAL
594
DELISTED
SIGMA - ALDRICH CORP
SIAL
$590K 0.02%
6,914
+5,441
+369% +$458K
EES icon
595
WisdomTree US SmallCap Earnings Fund
EES
$727M
$589K 0.02%
23,883
+10,080
+73% +$241K
DST
596
DELISTED
DST Systems Inc.
DST
$588K 0.02%
16,470
+4,472
+37% +$161K
GM icon
597
General Motors
GM
$77.2B
$587K 0.02%
16,326
+1,785
+12% +$64K
MMS icon
598
Maximus
MMS
$2.9B
$587K 0.02%
15,620
+4,960
+47% +$192K
SUB icon
599
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$585K 0.02%
5,511
+665
+14% +$70.3K
SITC icon
600
SITE Centers
SITC
$158M
$582K 0.02%
28,743
+57
+0.2% +$1.21K
22 23
24
25 26

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.