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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCJ
551
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.78M 0.03%
131,777
+8,440
+7% +$179K
WWD icon
552
Woodward
WWD
$21.4B
$2.73M 0.03%
35,679
+61
+0.2% +$4.76K
LECO icon
553
Lincoln Electric
LECO
$15.4B
$2.72M 0.03%
29,752
+125
+0.4% +$11.4K
ROST icon
554
Ross Stores
ROST
$81.9B
$2.69M 0.03%
33,591
-2,323
-6% -$162K
PEG icon
555
Public Service Enterprise Group
PEG
$37.7B
$2.69M 0.03%
52,246
-7,889
-13% -$398K
ISRG icon
556
Intuitive Surgical
ISRG
$134B
$2.68M 0.03%
21,987
+5,445
+33% +$681K
PSEC icon
557
Prospect Capital
PSEC
$1.17B
$2.68M 0.03%
397,590
-150,481
-27% -$981K
VFC icon
558
VF Corp
VFC
$5.89B
$2.67M 0.03%
38,289
+8,191
+27% +$541K
CHD icon
559
Church & Dwight Co
CHD
$24.5B
$2.65M 0.03%
52,836
-16,737
-24% -$785K
HYEM icon
560
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$2.65M 0.03%
108,199
+32,703
+43% +$806K
EMN icon
561
Eastman Chemical
EMN
$8.42B
$2.64M 0.03%
28,477
-7,040
-20% -$640K
NGL icon
562
NGL Energy Partners
NGL
$2.11B
$2.63M 0.03%
187,411
+2,724
+1% +$33.7K
KRE icon
563
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$2.63M 0.03%
44,729
+75
+0.2% +$4.31K
PCG icon
564
PG&E
PCG
$38.5B
$2.63M 0.03%
58,709
+6,496
+12% +$364K
CORP icon
565
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$2.61M 0.03%
24,730
+97
+0.4% +$10.2K
OUSA icon
566
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$2.61M 0.02%
81,827
+17,007
+26% +$528K
CHL
567
DELISTED
China Mobile Limited
CHL
$2.6M 0.02%
51,493
+5,756
+13% +$290K
QABA icon
568
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$2.6M 0.02%
49,625
+8,575
+21% +$451K
SPIP icon
569
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.6M 0.02%
92,290
+12,576
+16% +$355K
AIVL icon
570
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$2.59M 0.02%
29,340
+5,384
+22% +$466K
HPQ icon
571
HP
HPQ
$27.5B
$2.59M 0.02%
123,421
-32,316
-21% -$687K
NNN icon
572
NNN REIT
NNN
$8.99B
$2.59M 0.02%
60,002
+13,876
+30% +$582K
SPIB icon
573
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.58M 0.02%
75,523
+49,723
+193% +$1.71M
TWX
574
DELISTED
Time Warner Inc
TWX
$2.57M 0.02%
28,114
+10,480
+59% +$990K
EOG icon
575
EOG Resources
EOG
$70.7B
$2.57M 0.02%
23,788
-1,671
-7% -$168K
21 22
23
24 25

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.