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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
551
Oaktree Specialty Lending
OCSL
$1.13B
$1.23M 0.03%
66,444
-952
-1% -$18.3K
TM icon
552
Toyota
TM
$225B
$1.23M 0.03%
10,500
+678
+7% +$85K
IFGL icon
553
iShares International Developed Real Estate ETF
IFGL
$82.2M
$1.23M 0.03%
43,823
-843
-2% -$24.5K
FM
554
DELISTED
iShares Frontier and Select EM ETF
FM
$1.23M 0.03%
48,792
-2,878
-6% -$78.2K
UIL
555
DELISTED
UIL HOLDINGS
UIL
$1.23M 0.03%
24,361
+703
+3% +$33.2K
BPL
556
DELISTED
Buckeye Partners, L.P.
BPL
$1.22M 0.03%
20,599
-2,183
-10% -$152K
BKU icon
557
Bankunited
BKU
$3.35B
$1.22M 0.03%
34,124
+8,513
+33% +$307K
WIW
558
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$1.22M 0.03%
117,399
-3,764
-3% -$40.8K
AVA icon
559
Avista
AVA
$3.21B
$1.21M 0.03%
36,461
+2,614
+8% +$83.5K
ROK icon
560
Rockwell Automation
ROK
$49.4B
$1.21M 0.02%
11,931
-70
-0.6% -$7.93K
MS icon
561
Morgan Stanley
MS
$338B
$1.2M 0.02%
38,121
+3,802
+11% +$138K
KEYS icon
562
Keysight
KEYS
$58.5B
$1.2M 0.02%
38,844
+2,328
+6% +$72.5K
VSS icon
563
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.2M 0.02%
13,174
-2,182
-14% -$209K
PBA icon
564
Pembina Pipeline
PBA
$28.2B
$1.19M 0.02%
49,769
+245
+0.5% +$6.85K
PSP icon
565
Invesco Global Listed Private Equity ETF
PSP
$248M
$1.19M 0.02%
22,703
-3,098
-12% -$175K
CMS icon
566
CMS Energy
CMS
$21.8B
$1.19M 0.02%
33,865
+614
+2% +$20.7K
FVD icon
567
First Trust Value Line Dividend Fund
FVD
$8.37B
$1.19M 0.02%
52,185
-14,349
-22% -$336K
XIV
568
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1.19M 0.02%
48,813
+27,249
+126% +$1.01M
HRL icon
569
Hormel Foods
HRL
$13.5B
$1.19M 0.02%
37,504
-22,248
-37% -$667K
FAST icon
570
Fastenal
FAST
$60.6B
$1.18M 0.02%
129,324
+25,804
+25% +$256K
MTB icon
571
M&T Bank
MTB
$36.6B
$1.18M 0.02%
9,718
-42
-0.4% -$5.25K
DHR icon
572
Danaher
DHR
$146B
$1.17M 0.02%
20,551
+3,611
+21% +$213K
PXD
573
DELISTED
Pioneer Natural Resource Co.
PXD
$1.17M 0.02%
9,636
-497
-5% -$61.9K
VTIP icon
574
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.16M 0.02%
24,051
+9,489
+65% +$460K
IYW icon
575
iShares US Technology ETF
IYW
$25.2B
$1.16M 0.02%
46,948
-99,248
-68% -$2.56M
21 22
23
24 25

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.