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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WR
5601
DELISTED
Westar Energy Inc
WR
– –
-16,580
Closed -$870K
SGY
5602
DELISTED
Stone Energy
SGY
– –
-16
Closed -$1K
ARGS
5603
DELISTED
Argos Therapeutics, Inc.
ARGS
– –
-128
Closed –
DST
5604
DELISTED
DST Systems Inc.
DST
– –
-8,065
Closed -$675K
DCM
5605
DELISTED
NTT DOCOMO, Inc.
DCM
– –
-1,882
Closed -$48K
REXX
5606
DELISTED
Rex Energy Corporation
REXX
– –
-832
Closed –
OREX
5607
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-100
Closed –
AFAM
5608
DELISTED
Almost Family Inc
AFAM
– –
-443
Closed -$25K
MSFG
5609
DELISTED
MainSource Financial Group Inc
MSFG
– –
-3,458
Closed -$141K
TNH
5610
DELISTED
Terra Nitrogen
TNH
– –
-981
Closed -$83K
EWRM
5611
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
– –
-700
Closed -$44K
EWRS
5612
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
– –
-347
Closed -$19K
PXMC
5613
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
– –
-350
Closed -$17K
PXLC
5614
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
– –
-733
Closed -$38K
PXSC
5615
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
– –
-125
Closed -$5K
PWO
5616
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
– –
-246
Closed -$26K
PIV
5617
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
– –
-222,052
Closed -$6.61M
PWT
5618
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-3,645
Closed -$121K
PWJ
5619
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
– –
-48,810
Closed -$2.23M
PWY
5620
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
– –
-5,343
Closed -$157K
ULQ
5621
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-566,878
Closed -$28.5M
XLYS
5622
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
– –
-921
Closed -$55K
XLVS
5623
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
– –
-24,387
Closed -$2.72M
XLPS
5624
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
– –
-391
Closed -$27K
XLKS
5625
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
– –
-3,555
Closed -$276K
222 223 224
225
226

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.