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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBR
5501
DELISTED
Fibria Celulose Sa
FBR
– –
-458
Closed -$8K
GNBC
5502
DELISTED
Green Bancorp, Inc
GNBC
– –
-14
Closed –
STBZ
5503
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-4,793
Closed -$103K
SCG
5504
DELISTED
Scana
SCG
– –
-31,724
Closed -$1.52M
SIR
5505
DELISTED
SELECT INCOME REIT
SIR
– –
-40,960
Closed -$301K
GBNK
5506
DELISTED
Guaranty Bancorp
GBNK
– –
-927
Closed -$19K
GOV
5507
DELISTED
Government Properties Income Trust
GOV
– –
-42,737
Closed -$294K
FCB
5508
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-435
Closed -$13K
PXR
5509
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
– –
-500
Closed -$15K
DSUM
5510
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
– –
-340
Closed -$8K
DHXM
5511
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$0 ﹤0.01%
290
– –
WIN
5512
DELISTED
Windstream Holdings Inc
WIN
– –
-984
Closed -$1K
NVIV
5513
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
BXE
5514
DELISTED
Bellatrix Exploration Ltd.
BXE
– –
-2
Closed –
ESTE
5515
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-55,164
Closed -$249K
DRYS
5516
DELISTED
DryShips Inc. Common Stock
DRYS
$0 ﹤0.01%
3
– –
PTX
5517
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-14
Closed –
RGSE
5518
DELISTED
Real Goods Solar, Inc. Class A
RGSE
– –
-1
Closed –
RVLT
5519
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$0 ﹤0.01%
1,100
– –
NYNY
5520
DELISTED
Empire Resorts, Inc.
NYNY
$0 ﹤0.01%
47
– –
EGL
5521
DELISTED
Engility Holdings, Inc.
EGL
– –
-397
Closed -$11K
OIBR.C
5522
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
+11
New +$22
ASCMA
5523
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
23
+5
+28% +$3
FBC
5524
DELISTED
Flagstar Bancorp, Inc. New
FBC
$0 ﹤0.01%
+2
New +$63
CTIC
5525
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
20
– –
219 220
221
222 223

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HAM
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CM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.