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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
526
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.41M 0.03%
46,606
+332
+0.7% +$10.1K
AIF
527
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.41M 0.03%
101,198
+3,583
+4% +$51.5K
SNY icon
528
Sanofi
SNY
$104B
$1.4M 0.03%
32,891
+5,007
+18% +$230K
EEFT icon
529
Euronet Worldwide
EEFT
$2.65B
$1.4M 0.03%
19,334
-3,750
-16% -$287K
FE icon
530
FirstEnergy
FE
$27.1B
$1.4M 0.03%
44,078
-3,471
-7% -$109K
MAR icon
531
Marriott International
MAR
$90.9B
$1.4M 0.03%
20,863
-148
-0.7% -$10.7K
WAB icon
532
Wabtec
WAB
$49.7B
$1.4M 0.03%
19,648
-479
-2% -$38.3K
VIS icon
533
Vanguard Industrials ETF
VIS
$8.44B
$1.39M 0.03%
13,781
+1,904
+16% +$195K
VOOV icon
534
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$1.38M 0.03%
16,236
-2,000
-11% -$172K
IYG icon
535
iShares US Financial Services ETF
IYG
$2.21B
$1.38M 0.03%
46,017
-11,763
-20% -$357K
PRFZ icon
536
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$1.38M 0.03%
73,590
+3,035
+4% +$58.5K
PCL
537
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.38M 0.03%
28,886
-3,101
-10% -$141K
TTE icon
538
TotalEnergies
TTE
$195B
$1.37M 0.03%
18,859,808,318
-692,946,953
-4% -$69.3K
ECL icon
539
Ecolab
ECL
$79.7B
$1.37M 0.03%
11,993
+1,877
+19% +$221K
ABB
540
DELISTED
ABB Ltd
ABB
$1.37M 0.03%
77,262
+3,007
+4% +$55.4K
SURE icon
541
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.37M 0.03%
25,312
+1,611
+7% +$89.6K
CBRE icon
542
CBRE Group
CBRE
$41.7B
$1.37M 0.03%
39,577
+1,139
+3% +$40.1K
PNRA
543
DELISTED
Panera Bread Co
PNRA
$1.37M 0.03%
7,035
+261
+4% +$48.4K
EW icon
544
Edwards Lifesciences
EW
$53B
$1.37M 0.03%
51,912
+14,712
+40% +$382K
FLG
545
Flagstar Bank National Association
FLG
$5.82B
$1.37M 0.03%
27,931
-5,196
-16% -$265K
FVD icon
546
First Trust Value Line Dividend Fund
FVD
$8.35B
$1.36M 0.03%
57,153
+4,968
+10% +$119K
WPZ
547
DELISTED
Williams Partners L.P.
WPZ
$1.36M 0.03%
48,963
+22,711
+87% +$682K
SLY
548
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.36M 0.03%
27,466
+6,228
+29% +$321K
BN icon
549
Brookfield
BN
$109B
$1.35M 0.03%
122,164
-9,104
-7% -$107K
PCEF icon
550
Invesco CEF Income Composite ETF
PCEF
$817M
$1.35M 0.03%
63,145
-4,775
-7% -$103K
20 21
22
23 24

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.