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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
526
SLR Investment Corp
SLRC
$705M
$799K 0.02%
35,440
-6,300
-15% -$142K
MTB icon
527
M&T Bank
MTB
$36.2B
$795K 0.02%
6,837
+584
+9% +$66.4K
PEY icon
528
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$794K 0.02%
67,043
-6,386
-9% -$73.4K
EEFT icon
529
Euronet Worldwide
EEFT
$2.65B
$792K 0.02%
16,561
+1,015
+7% +$45.6K
CTAS icon
530
Cintas
CTAS
$80.6B
$789K 0.02%
52,976
-2,276
-4% -$30.9K
APC
531
DELISTED
Anadarko Petroleum
APC
$789K 0.02%
9,954
+337
+4% +$30.2K
UAA icon
532
Under Armour
UAA
$2.43B
$785K 0.02%
36,060
+20,500
+132% +$420K
TUZ
533
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$785K 0.02%
+15,431
New +$786K
KFN
534
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$782K 0.02%
64,155
+26,377
+70% +$270K
IHF icon
535
iShares US Healthcare Providers ETF
IHF
$1.27B
$780K 0.02%
34,640
+29,920
+634% +$540K
ALXN
536
DELISTED
Alexion Pharmaceuticals
ALXN
$780K 0.02%
5,872
+3,407
+138% +$409K
DHS icon
537
WisdomTree US High Dividend Fund
DHS
$1.57B
$779K 0.02%
14,129
+8,460
+149% +$458K
DOL icon
538
WisdomTree True Developed International Fund
DOL
$841M
$775K 0.02%
14,912
+41
+0.3% +$2.08K
ES icon
539
Eversource Energy
ES
$26.7B
$773K 0.02%
18,282
+1,506
+9% +$63.2K
NWE icon
540
NorthWestern Energy
NWE
$4.38B
$773K 0.02%
17,845
+175
+1% +$7.81K
IEZ icon
541
iShares US Oil Equipment & Services ETF
IEZ
$383M
$769K 0.02%
11,868
-23
-0.2% -$1.49K
LINE
542
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$766K 0.02%
24,882
-25,252
-50% -$732K
BIDU icon
543
Baidu
BIDU
$37B
$762K 0.02%
4,282
-2,032
-32% -$328K
PGF icon
544
Invesco Financial Preferred ETF
PGF
$668M
$762K 0.02%
44,930
-18,345
-29% -$314K
HYT icon
545
BlackRock Corporate High Yield Fund
HYT
$1.37B
$760K 0.02%
62,472
+59,502
+2,003% +$708K
UNH icon
546
UnitedHealth
UNH
$371B
$753K 0.02%
10,024
+1,223
+14% +$87.9K
VRSK icon
547
Verisk Analytics
VRSK
$23.3B
$751K 0.02%
11,431
+233
+2% +$15.3K
PID icon
548
Invesco International Dividend Achievers ETF
PID
$915M
$750K 0.02%
40,726
+35,021
+614% +$622K
COV
549
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$750K 0.02%
11,018
+353
+3% +$23K
FFC
550
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$743K 0.02%
42,444
+216
+0.5% +$3.82K
20 21
22
23 24

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.