We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAPR
5401
DELISTED
iPath Inverse US Treasury Composite ETN
TAPR
– –
-7
Closed -$2K
HUD
5402
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-405
Closed -$7K
GFY
5403
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$0 ﹤0.01%
1
-167
-99% -$2.65K
APEX
5404
DELISTED
Apex Global Brands Inc. Common Stock
APEX
– –
-7
Closed –
GMO
5405
DELISTED
General Moly, Inc.
GMO
$0 ﹤0.01%
3,000
– –
PSV
5406
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
9
-54
-86% -$193
AFH
5407
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
– –
-1
Closed –
DZSI
5408
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
42
– –
HEWI
5409
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
– –
-110
Closed -$2K
RTW
5410
DELISTED
RTW Retailwinds, Inc.
RTW
$0 ﹤0.01%
94
-367
-80% -$1.07K
OTTW
5411
DELISTED
Ottawa Bancorp, Inc. Common Stock
OTTW
– –
-1,668
Closed -$22K
SDRL
5412
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
38
-8
-17% -$72
SAEX
5413
DELISTED
SAExploration Holdings, Inc.
SAEX
$0 ﹤0.01%
85
– –
SES
5414
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-5
Closed –
QHC
5415
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
137
– –
BDCL
5416
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$0 ﹤0.01%
5
– –
INAP
5417
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
27
– –
INST
5418
DELISTED
Instructure, Inc.
INST
– –
-158
Closed -$6K
DERM
5419
DELISTED
Dermira, Inc.
DERM
– –
-200
Closed -$1K
RWW
5420
DELISTED
Invesco S&P Financials Revenue ETF
RWW
– –
-1,582
Closed -$91K
ADRA
5421
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
– –
-1,011
Closed -$29K
MPVD
5422
DELISTED
Mountain Province Diamonds Inc.
MPVD
$0 ﹤0.01%
200
– –
BLPH
5423
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
– –
-267
Closed -$3K
TOO
5424
DELISTED
Teekay Offshore Partners L.P.
TOO
$0 ﹤0.01%
363
-175
-33% -$221
WAIR
5425
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-36,453
Closed -$300K
215 216
217
218 219

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.