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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGM
5376
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
– –
-28
Closed -$13K
ELOX
5377
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
– –
WBII
5378
DELISTED
WBI BullBear Global Income ETF
WBII
– –
-8,805
Closed -$212K
TYME
5379
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
– –
-10,000
Closed -$32K
CNR
5380
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-33
Closed –
LEJU
5381
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
1
– –
GTS
5382
DELISTED
Triple-S Management Corporation
GTS
– –
-420
Closed -$7K
RBNC
5383
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
– –
-600
Closed -$14K
LMRKN
5384
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
– –
-3,375
Closed -$69K
PHIOW
5385
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
– –
ADMS
5386
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
– –
QADB
5387
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
JHB
5388
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-9,400
Closed -$84K
SIC
5389
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-3
Closed –
JAX
5390
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
43
– –
SQBG
5391
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
– –
CHMA
5392
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
3
– –
DSE
5393
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-810
Closed -$32K
WBIE
5394
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
– –
-1,877
Closed -$47K
SYNC
5395
DELISTED
Synacor, Inc.
SYNC
$0 ﹤0.01%
300
– –
GEN
5396
DELISTED
Genesis Healthcare, Inc.
GEN
– –
-750
Closed -$1K
NHLDW
5397
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
TALO.WS
5398
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
62
– –
EIGI
5399
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
7
– –
RELV
5400
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
214 215
216
217 218

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.