LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSSI
5351
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$0 ﹤0.01%
45
CRHM
5352
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
SYNC
5353
DELISTED
Synacor, Inc.
SYNC
– –
-300
OTEL
5354
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
NMCI
5355
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
191
-236
CZZ
5356
DELISTED
Cosan Limited
CZZ
$0 ﹤0.01%
5
+2
NHLDW
5357
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
TALO.WS
5358
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
62
-15
ZAGG
5359
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
19
-180
TNAV
5360
DELISTED
Telenav Inc.
TNAV
– –
-700
EIGI
5361
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
47
+40
GV
5362
DELISTED
Goldfield Corporation
GV
$0 ﹤0.01%
5
RELV
5363
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
GFY
5364
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-1
RST
5365
DELISTED
ROSETTA STONE INC
RST
– –
-1,782
ONDK
5366
DELISTED
On Deck Capital, Inc.
ONDK
– –
-5,000
GMO
5367
DELISTED
General Moly, Inc.
GMO
– –
-3,000
PSV
5368
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
426
+2
MJCO
5369
DELISTED
Majesco
MJCO
$0 ﹤0.01%
18
ZN
5370
DELISTED
Zion Oil & Gas, Inc.
ZN
$0 ﹤0.01%
1,000
DZSI
5371
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
53
GSB
5372
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
12
SDI
5373
DELISTED
Standard Diversified Inc. Class A Common Stock
SDI
$0 ﹤0.01%
4
RTW
5374
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-107
SDRL
5375
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
25
+3
213 214
215
216 217