LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZZ
5351
DELISTED
Cosan Limited
CZZ
$0 ﹤0.01%
5
+2
NHLDW
5352
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
TALO.WS
5353
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
62
-15
ZAGG
5354
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
19
-180
TNAV
5355
DELISTED
Telenav Inc.
TNAV
– –
-700
EIGI
5356
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
47
+40
GV
5357
DELISTED
Goldfield Corporation
GV
$0 ﹤0.01%
5
RELV
5358
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
GFY
5359
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-1
RST
5360
DELISTED
ROSETTA STONE INC
RST
– –
-1,782
ONDK
5361
DELISTED
On Deck Capital, Inc.
ONDK
– –
-5,000
MJCO
5362
DELISTED
Majesco
MJCO
$0 ﹤0.01%
18
ZN
5363
DELISTED
Zion Oil & Gas, Inc.
ZN
$0 ﹤0.01%
1,000
DZSI
5364
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
53
GSB
5365
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
12
SDI
5366
DELISTED
Standard Diversified Inc. Class A Common Stock
SDI
$0 ﹤0.01%
4
RTW
5367
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-107
SDRL
5368
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
25
+3
SAEX
5369
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-85
JNMF
5370
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
– –
-102
WCHN
5371
DELISTED
WisdomTree ICBCCS S&P China 500 Fund
WCHN
– –
-204
PBBI
5372
DELISTED
PB Bancorp, Inc. Common Stock
PBBI
$0 ﹤0.01%
13
BDCL
5373
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$0 ﹤0.01%
5
WAAS
5374
DELISTED
AquaVenture Holdings Limited
WAAS
$0 ﹤0.01%
+3
INAP
5375
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
27
213 214
215
216 217