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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SP
5351
DELISTED
SP Plus Corporation
SP
– –
-56
Closed -$2K
YTEN
5352
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
CASA
5353
DELISTED
Casa Systems, Inc. Common Stock
CASA
– –
-491
Closed -$6K
MTBL
5354
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
– –
SUNW
5355
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
– –
NM.PRG
5356
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
– –
-500
Closed -$2K
NM.PRH
5357
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
– –
-200
Closed -$1K
SALM
5358
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
– –
ITCL
5359
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
– –
-5
Closed –
CIR
5360
DELISTED
CIRCOR International, Inc
CIR
$0 ﹤0.01%
7
– –
EMAN
5361
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
– –
RETA
5362
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$0 ﹤0.01%
+5
New +$415
ISEE
5363
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
300
– –
IMBI
5364
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
– –
STCN
5365
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
– –
ROCC
5366
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
– –
NIB
5367
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
– –
-2,400
Closed -$67K
SNMP
5368
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
– –
APTO
5369
DELISTED
Aptose Biosciences, Inc.
APTO
– –
-13
Closed -$11K
MGI
5370
DELISTED
MoneyGram International, Inc. New
MGI
– –
-25
Closed –
SEAC
5371
DELISTED
Seachange International Inc
SEAC
$0 ﹤0.01%
12
+1
+9% +$31
VNTR
5372
DELISTED
Venator Materials PLC
VNTR
$0 ﹤0.01%
86
+76
+760% +$404
NVCN
5373
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
1
– –
EVOP
5374
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-25
Closed -$1K
STAB
5375
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
– –
213 214
215
216 217

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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.