We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TURN
5301
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
UGP icon
5302
Ultrapar
UGP
$6.37B
– –
-50
Closed -$1K
ULVM icon
5303
VictoryShares US Value Momentum ETF
ULVM
$269M
– –
-50
Closed -$3K
UST icon
5304
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
– –
-10,357
Closed -$568K
UVXY icon
5305
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
0
– –
VERI icon
5306
Veritone
VERI
$139M
– –
-1,214
Closed -$17K
VHI icon
5307
Valhi
VHI
$463M
$0 ﹤0.01%
+14
New +$704
VIXY icon
5308
ProShares VIX Short-Term Futures ETF
VIXY
$195M
– –
0
– –
VRDN icon
5309
Viridian Therapeutics
VRDN
$2.6B
– –
-47
Closed -$5K
VRIG icon
5310
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
– –
-2,200
Closed -$55K
VTC icon
5311
Vanguard Total Corporate Bond ETF
VTC
$1.71B
– –
-106
Closed -$9K
VXRT
5312
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
33
– –
WES icon
5313
Western Midstream Partners
WES
$19.9B
$0 ﹤0.01%
15
– –
WIT icon
5314
Wipro
WIT
$19.5B
– –
-6,144
Closed -$12K
WK icon
5315
Workiva
WK
$3.76B
– –
-72
Closed -$2K
WMS icon
5316
Advanced Drainage Systems
WMS
$10.8B
– –
-400
Closed -$10K
WTTR icon
5317
Select Water Solutions
WTTR
$2.72B
– –
-64
Closed -$1K
WWR icon
5318
Westwater Resources
WWR
$76.3M
$0 ﹤0.01%
15
– –
XOMA
5319
DELISTED
Xoma
XOMA
$0 ﹤0.01%
26
-1,500
-98% -$30.1K
XWEL icon
5320
XWELL
XWEL
$8.36M
$0 ﹤0.01%
1
– –
XTIA icon
5321
XTI Aerospace
XTIA
$61.2M
– –
0
– –
TRAW icon
5322
Traws Pharma
TRAW
$8.24M
– –
0
– –
CMBT
5323
CMB.TECH NV
CMBT
$4.73B
– –
-1,300
Closed -$11K
QCLS
5324
Q/C Technologies Inc
QCLS
$22.7M
– –
0
– –
CSCI
5325
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
0
– –
211 212
213
214 215

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.