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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLGN icon
5276
Silgan Holdings
SLGN
$4.35B
– –
-706
Closed -$20K
DCOY
5277
Decoy Therapeutics
DCOY
$2.06M
– –
0
– –
SLS icon
5278
SELLAS Life Sciences
SLS
$2.17B
$0 ﹤0.01%
3
– –
SPSC icon
5279
SPS Commerce
SPSC
$2.7B
$0 ﹤0.01%
+8
New +$358
SPXE icon
5280
ProShares S&P 500 ex-Energy ETF
SPXE
$87M
– –
-1,000
Closed -$28K
SPXV icon
5281
ProShares S&P 500 ex-Health Care ETF
SPXV
$41.4M
– –
-1,600
Closed -$44K
SQNS
5282
Sequans Communications SA
SQNS
$40.7M
$0 ﹤0.01%
2
– –
SQQQ icon
5283
ProShares UltraPro Short QQQ
SQQQ
$1.77B
– –
0
– –
SRL icon
5284
Scully Royalty
SRL
$89.8M
$0 ﹤0.01%
52
– –
SRS icon
5285
ProShares UltraShort Real Estate
SRS
$16.5M
$0 ﹤0.01%
1
– –
SSY
5286
DELISTED
SunLink Health Systems
SSY
$0 ﹤0.01%
+362
New +$492
STNG icon
5287
Scorpio Tankers
STNG
$3.72B
$0 ﹤0.01%
10
– –
TALO icon
5288
Talos Energy
TALO
$2.6B
$0 ﹤0.01%
+14
New +$472
TCMD icon
5289
Tactile Systems Technology
TCMD
$545M
– –
-86
Closed -$3K
TENX icon
5290
Tenax Therapeutics
TENX
$60.6M
– –
0
– –
TFLO icon
5291
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
– –
-980
Closed -$49K
TGS icon
5292
Transportadora de Gas del Sur
TGS
$4.22B
– –
-597
Closed -$12K
TISI icon
5293
Team
TISI
$104M
– –
-105
Closed -$14K
TLYS icon
5294
Tilly's
TLYS
$127M
– –
-169
Closed -$2K
TMHC
5295
DELISTED
Taylor Morrison
TMHC
– –
-346
Closed -$8K
TNK icon
5296
Teekay Tankers
TNK
$2.69B
– –
-30
Closed –
TOPS icon
5297
TOP Ships
TOPS
$4.27M
– –
0
– –
TRS icon
5298
TriMas Corp
TRS
$1.43B
– –
-486
Closed -$13K
TTGT icon
5299
TechTarget
TTGT
$271M
– –
-1,030
Closed -$20K
TTNP
5300
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
210 211
212
213 214

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.